Finding 1224567 (2025-003)

Material Weakness Repeat Finding
Requirement
EN
Questioned Costs
-
Year
2025
Accepted
2026-07-23

AI Summary

  • Core Issue: The Authority failed to maintain complete tenant documentation, impacting eligibility for federal housing benefits.
  • Impacted Requirements: Noncompliance with federal regulations regarding tenant eligibility, income recertification, and rent reasonableness.
  • Recommended Follow-Up: Enhance policies and internal controls to ensure proper documentation and recertification processes are followed.

Finding Text

Finding 2025-003: Missing Tenant Information (Material Weakness, Material Noncompliance) Federal Agency: U.S. Department of Housing and Urban Development Federal Program Title: Section 8 Housing Choice Vouchers Federal Assistance Listing Number: 14.871 Compliance Requirement: Eligibility, Special Tests and Provisions Criteria: Per 24 CFR sections 982.158, 982.4, 982.516, and 982.517, PHAs are required to obtain documentation declaring the tenant is eligible to receive federal housing benefits, perform annual recertifications of tenant income through HUD Form 50058, determine that rent is reasonable, and determine that the utility allowance is reasonable. Condition: The Authority was unable to provide declarations of eligible status and annual recertifications. Furthermore, the Authority did not calculate income correctly to determine tenant’s rent amount. Context: Out of the 25 tenant files reviewed, we found the following exceptions:  1 file did not have proper declaration of eligible status  2 Housing Assistance Payment (HAP) amounts from the tested 50058s did not match the HAP check register  2 files did not have the required 50058 and related income support documentation  22 files did not have proper rent reasonableness documentation  9 files did not have proper utility allowance documentation  1 file did not have income calculated correctly Effect: The Authority was not in compliance with the eligibility and special tests and provisions requirements for the program. Cause: The Authority did not have the proper controls in place to ensure the files were complete and accurate. Repeat Finding: This is not a repeat finding. Recommendation: The Authority should review and enhance its policies, procedures, and internal controls to ensure the recertifications are performed and the necessary documentation is adequately retained in the Authority’s files. Views of Responsible Officials: The Authority agrees with the finding.

Corrective Action Plan

Corrective Action Plan: The NCHA has initiated a comprehensive audit of participant files and implemented standardized eligibility checklists integrated with Yardi workflows and aligned with HUD program requirements. Staff has received retraining on income calculation, third-party verification requirements, and documentation standards, including proper data entry and supporting documentation within Yardi. A supervisory quality control review process has been established requiring review and approval of all new admissions and annual/interim reexaminations to ensure eligibility determinations, income calculations, and participant records are accurate, complete, and supported before final processing. Responsible Official: HCV Program Director / Public Housing Manager Expected Completion Date: File audit and training completed by September 30, 2026; ongoing monitoring thereafter

Categories

HUD Housing Programs

Other Findings in this Audit

  • 1224565 2025-001
    Material Weakness Repeat
  • 1224566 2025-002
    Material Weakness Repeat
  • 1224568 2025-004
    Material Weakness Repeat
  • 1224569 2025-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $3.91M
14.850 PUBLIC HOUSING OPERATING FUND $527,159
14.872 PUBLIC HOUSING CAPITAL FUND $157,339