Finding 1224557 (2021-002)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2021
Accepted
2026-07-23
Audit: 407809
Organization: Washington County Arkansas (AR)
Auditor: FROST PLLC

AI Summary

  • Core Issue: The County's SEFA did not include ARPA expenditures, missing a major program that should have been audited.
  • Impacted Requirements: Compliance with 2 CFR 200.510(b) and 2 CFR 200.518 was not met, leading to a material understatement of $6,036,061.
  • Recommended Follow-Up: Establish formal procedures to evaluate all grants for SEFA reporting; new management has begun implementing improved tracking methods.

Finding Text

Criteria: The County is required to prepare a SEFA that accurately and completely presents all federal awards expended during the year in accordance with 2 CFR 200.510(b). The identification of major programs is required under 2 CFR 200.518 and is dependent on the completeness and accuracy of the SEFA. Condition: The County’s SEFA excluded expenditures related to ARPA, resulting in the omission of a federal program that should have been identified as a Type A program and audited as a major program. Cause: The County did not have effective procedures in place to identify and evaluate new or non-routine federal funding sources, specifically ARPA-related funding, within its grants administration process to ensure such programs were appropriately recorded and reported on the SEFA. Effect or Potential Effect: The SEFA was materially understated by $6,036,061. A required major program was not initially identified or audited in accordance with the Uniform Guidance. Major program determination under 2 CFR 200.518 was incorrect. Recommendation: We recommend formal procedures be established to evaluate all grants executed, received, and expended to determine whether they are required to be reported in the SEFA. The new management team has since implemented revised procedures to enhance the identification and tracking of federal expenditur

Corrective Action Plan

RE: Audit of Federal Programs, fiscal year ending on December 31, 2021 In response to the finding of a misstatement on the 2021 Schedule of Federal Awards document submitted to Frost PLLC, The County has established a cycle of training for new and existing staff within the Grants department as well as created a multi-step review process in order to identify and correct errors prior to beginning the auditing process. This process includes coordinating with other County departments, such as the Treasurer’s Office, to make sure all activities are recorded in the proper periods on the Schedule of Federal Awards document.

Categories

Reporting

Other Findings in this Audit

  • 1224556 2021-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $6.04M
97.067 HOMELAND SECURITY GRANT PROGRAM $1.39M
21.023 EMERGENCY RENTAL ASSISTANCE PROGRAM $623,380
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $296,965
95.001 HIGH INTENSITY DRUG TRAFFICKING AREAS PROGRAM $292,041
97.042 EMERGENCY MANAGEMENT PERFORMANCE GRANTS $67,152
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $15,587
93.008 MEDICAL RESERVE CORPS SMALL GRANT PROGRAM $6,844
20.616 NATIONAL PRIORITY SAFETY PROGRAMS $1,457