Finding 1224333 (2024-006)

Material Weakness Repeat Finding
Requirement
C
Questioned Costs
-
Year
2024
Accepted
2026-07-22
Audit: 407643
Auditor: ABDO LLP

AI Summary

  • Core Issue: The Organization did not return over $109,162 in interest earned on federal funds, violating federal regulations.
  • Impacted Requirements: Compliance with 2 CFR 200.305(b)(12) mandates remitting excess interest on federal advances annually.
  • Recommended Follow-Up: Update policies and procedures to ensure timely remittance of excess interest and compliance with cash management rules.

Finding Text

Condition: During our testing of cash management, we noted that the Organization received federal funds on an advance basis and maintained those funds in an interest-bearing account. During the fiscal year, the Organization earned interest in excess of $500 on these federal funds, but the Organization did not remit the interest earned in excess of $500. Criteria: In accordance with 2 CFR 200.305(b)(12), for entities that receive advance payments of federal funds, interest in excess of $500 per year earned on Federal funds must be returned annually to the Department of Health and Human Services Payment Management System (PMS). Cause: The Organization does not have formal written procedures in place to monitor interest earned on federal advances or to ensure compliance with cash management requirements under Uniform Guidance. Effect: Excess interest earned on federal advance payments was not returned in a timely manner. This could result in repayment obligations. Context: Interest earned on federal advance funds during the fiscal year was $109,662, resulting in excess interest of $109,162 that should have been remitted. No remittance was made during the audit period. Recommendation: We recommend the Organization review and update its policies and procedures addressing compliance with cash management requirements. The Organization should establish procedures to remit interest earned in excess of $500 on federal advance funds annually. Views of Responsible Officials:Management agrees with the finding.

Corrective Action Plan

Finance policy and procedure manual was updated with recommendations. See attached.

Categories

Cash Management

Other Findings in this Audit

  • 1224330 2024-003
    Material Weakness Repeat
  • 1224331 2024-004
    Material Weakness Repeat
  • 1224332 2024-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.193 URBAN INDIAN HEALTH SERVICES $1.26M