Finding 1224029 (2025-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-07-20

AI Summary

  • Core Issue: The City failed to submit Project & Expenditure Reports on time for federal funding, risking noncompliance.
  • Impacted Requirements: Reports were due within 30 days after each fiscal quarter, but the City missed deadlines for both the first and second quarters.
  • Recommended Follow-Up: The City should strengthen controls over report submissions and engage a CPA firm to improve processes and prevent future delays.

Finding Text

2025-002 – Late and Unsubmitted Reporting of Federal Expenditures Assistance Listing: 21.027 Federal Program: Coronavirus State and Local Fiscal Recovery Funds Federal Agency: Department of the Treasury Award Year: 2025 Criteria: According to federal grant reporting requirements, Metropolitan cities and counties with a population below 250,000 residents, which received more than $10 million in funding are required to submit Project & Expenditure Reports within 30 days of the end of each fiscal quarter. Condition: During the fiscal year, the City had Project & Expenditure Reports which were either not submitted or were submitted more than 30 days after the end of the fiscal quarter. Cause: The City did not have adequate controls in place to ensure that Project & Expenditure Reports were being filed in a timely manner. Effect: Late and unsubmitted Project & Expenditure Reports could lead to noncompliance with federal award requirements, potential funding adjustments, and increased risk of audit findings. Questioned Costs: Not applicable. Context: The Project & Expenditure Report for the first quarter of the fiscal year was required to be submitted by October 31, 2024, however no report was submitted. Additionally, the report for the second quarter of the fiscal year was required to be submitted by January 31, 2025, but was submitted on April 7, 2025. Recommendation: The City should evaluate the controls in place over the CSLFRF program to ensure that Project & Expenditure Reports are being filed in a timely manner. Management’s Response: The City of Martinsville has experienced a large turnover in staff the last two years and this has resulted in a drain of institutional knowledge. We have engaged a CPA firm coming in the months of May and June to help with our internal controls, processes and procedures to hopefully correctly the issues now and moving forward.

Corrective Action Plan

With the help of a consulting firm, the City has reviewed our internal controls, processes and procedures to correct these issues. Within the last six months, experienced staff have increased our ability to more closely monitor and record budgeting issues in a timely manner, according to federal grant requirements. Anticipated Completion Date: December 31, 2026 Responsible Contact Person: Linda H. Conover, Interim Finance Director

Categories

Reporting Internal Control / Segregation of Duties

Programs in Audit

ALN Program Name Expenditures
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $1.89M
84.425 EDUCATION STABILIZATION FUND $1.55M
10.555 NATIONAL SCHOOL LUNCH PROGRAM $1.03M
84.027 SPECIAL EDUCATION GRANTS TO STATES $742,576
11.307 ECONOMIC ADJUSTMENT ASSISTANCE $575,818
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $572,696
10.553 SCHOOL BREAKFAST PROGRAM $473,757
66.818 BROWNFIELDS MULTIPURPOSE, ASSESSMENT, REVOLVING LOAN FUND, AND CLEANUP COOPERATIVE AGREEMENTS $264,002
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $172,830
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $135,682
97.039 HAZARD MITIGATION GRANT $92,052
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $67,193
84.191 ADULT EDUCATION NATIONAL LEADERSHIP ACTIVITIES $67,053
16.575 CRIME VICTIM ASSISTANCE $66,278
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $65,919
84.358 RURAL EDUCATION $63,767
10.582 FRESH FRUIT AND VEGETABLE PROGRAM $55,914
10.558 CHILD AND ADULT CARE FOOD PROGRAM $52,669
17.235 SENIOR COMMUNITY SERVICE EMPLOYMENT PROGRAM $34,478
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $24,979
16.607 BULLETPROOF VEST PARTNERSHIP PROGRAM $23,318
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $19,624
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $19,069
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $15,569
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $10,907
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $10,751
97.042 EMERGENCY MANAGEMENT PERFORMANCE GRANTS $7,500
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $3,124