Finding 1223956 (2025-002)

Material Weakness Repeat Finding
Requirement
A
Questioned Costs
-
Year
2025
Accepted
2026-07-17
Audit: 407362
Organization: Chickahominy Indian Tribe (VA)

AI Summary

  • Core Issue: Charges in the general ledger were not properly reviewed against approved obligations, leading to incorrect coding.
  • Impacted Requirements: Expenditures should be reviewed by the program director to ensure compliance with grant criteria.
  • Recommended Follow-Up: Implement regular reviews of charges in the accounting system and enhance oversight of grant expenditures to prevent future errors.

Finding Text

2025-002 Coronavirus State and Local Fiscal Recovery Funds ALN 21.021 (Material Weakness) Condition Charges posted to the general ledger were not reviewed and compared to the list of approved obligations. Criteria Reviews of expenditures charged to the program should be reviewed by the program director. Cause While obligations to the grant were properly reviewed and approved, there was no review of the transactions as was recorded in the general ledger. Effect Items were coded in the general ledger incorrectly and not caught prior to the audit. Perspective Information 1 of the 6 tested. Recommendation While invoices should be reviewed by the program director to ensure proper coding to the grant, a full review of charges to the grant in the accounting system should be reviewed periodically. View of Responsible Officials In FY26, the Finance Officer has started reviewing our grants at the end of the month to determine which grants may be expiring in the next month and which ones are nearing their funding limit. He also determines which grants have expired in the current month and make them inactive. This causes a warning message when the data entry person tries to make an entry. Grants that have been depleted are deactivated so that no more expenditures can be charged against them. We are also increasing the frequency of reviewing accounting entries for accuracy. These measures will minimize mis-posting expenditures and should reduce the need for Adjusting Journal Entries in the future.

Corrective Action Plan

View of Responsible Officials In FY26, the Finance Officer started reviewing our grants at the end of each month to determine which grants may be expiring in the next month and which ones are nearing their funding limit. He also determines which grants have expired in the current month and makes them inactive in the accounting software. This causes a warning message when the data entry person tries to make an entry. Grants that have been depleted are deactivated in the software so that no more expenditures can be charged against them. We are also increasing the frequency of reviewing accounting entries for accuracy. These measures will minimize mis-posting expenditures and should reduce the need for Adjusting Journal Entries in the future. If the Federal Audit Clearinghouse has questions regarding this plan, please call Wayne Adkins, First Assistant Chief and Finance Officer at 804-829-2027.

Categories

Material Weakness

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $3.34M
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $839,589
93.587 PROMOTE THE SURVIVAL AND CONTINUING VITALITY OF NATIVE AMERICAN LANGUAGES $340,258
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $181,514
14.862 INDIAN COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM $167,176
93.762 A COMPREHENSIVE APPROACH TO GOOD HEALTH AND WELLNESS IN INDIAN COUNTY – FINANCED SOLELY BY PREVENTION AND PUBLIC HEALTH $156,832
93.596 CHILD CARE MANDATORY AND MATCHING FUNDS OF THE CHILD CARE AND DEVELOPMENT FUND $152,556
15.024 INDIAN SELF-DETERMINATION CONTRACT SUPPORT $138,879
93.445 INDIAN HEALTH SERVICE SANITATION FACILITIES CONSTRUCTION PROGRAM $127,057
66.926 INDIAN ENVIRONMENTAL GENERAL ASSISTANCE PROGRAM (GAP) $86,551
93.237 SPECIAL DIABETES PROGRAM FOR INDIANS DIABETES PREVENTION AND TREATMENT PROJECTS $80,627
11.307 ECONOMIC ADJUSTMENT ASSISTANCE $71,691
15.020 AID TO TRIBAL GOVERNMENTS $61,207
15.041 ENVIRONMENTAL MANAGEMENT INDIAN $60,587
66.808 SOLID WASTE MANAGEMENT ASSISTANCE GRANTS $53,511
21.032 LOCAL ASSISTANCE AND TRIBAL CONSISTENCY FUND $47,174
93.476 GOOD HEALTH & WELLNESS IN INDIAN COUNTRY $42,646
11.473 OFFICE FOR COASTAL MANAGEMENT $31,190
15.141 INDIAN HOUSING ASSISTANCE $22,795
93.047 SPECIAL PROGRAMS FOR THE AGING, TITLE VI, PART A, GRANTS TO INDIAN TRIBES, PART B, GRANTS TO NATIVE HAWAIIANS $20,420
14.867 INDIAN HOUSING BLOCK GRANTS $10,450
93.933 DEMONSTRATION PROJECTS FOR INDIAN HEALTH $5,205
11.029 TRIBAL BROADBAND CONNECTIVITY PROGRAM $185