Finding 1223693 (2024-001)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2026-07-15

AI Summary

  • Core Issue: A $15,000 loan repayment was made without HUD approval, exceeding available surplus cash.
  • Impacted Requirements: Regulatory agreement mandates that distributions must be limited to surplus cash unless approved by HUD.
  • Recommended Follow-Up: Management should establish procedures to ensure compliance with surplus cash calculations and reimburse the project's cash account for the unauthorized payment.

Finding Text

Finding No. 2024-001 - Distributions to Owners - Material Weakness Name of Federal Agency: Department of Housing and Urban Development Federal Program Name: Supportive Housing for the Elderly (Section 202) Assistance Listing Number: 14.157 Federal Award Identification Number and Year: 2024-001 Criteria The terms of the regulatory agreement require payments/repayments of related party loans to be limited to available surplus cash computed on an annual basis unless approved by HUD. Condition In March 2024, the Sponsor provided a loan to the Organization in the amount of $15,000. On December 31, 2024, the Organization repaid the loan totaling $15,000 in excess of surplus cash available for distribution without HUD approval. Cause Procedures were not in place to ensure that distributions of cash were limited to available surplus cash computed in accordance with HUD regulations. Effect or Potential Effect The payment of $15,000 was an unauthorized distribution and therefore considered to be a questioned cost. Questioned Costs Unauthorized distributions of $15,000 Context Isolated instance which was not part of a statistical sample. Identification as a Repeat Finding This finding is not a repeat finding. Recommendation Management should implement procedures to limit distributions of project cash to the annual surplus cash calculation amount required by the regulatory agreement. In addition, management should immediately reimburse the project's cash account for the unauthorized distribution. Auditor Noncompliance Code: H. Unauthorized distribution of project assets Finding Resolution Status: In process Views of Responsible Officials Management will immediately reimburse the property’s operating account for the unauthorized distribution and procedures will be implemented to ensure that all future loan repayments and cash distributions comply with HUD surplus cash requirements and the regulatory agreement. Department of Housing and Urban Development

Corrective Action Plan

Management will immediately reimburse the property’s operating account for the unauthorized $10,000 distribution. Procedures will be implemented to ensure that all future loan repayments and cash distributions comply with HUD surplus cash requirements and the regulatory agreement. Surplus cash calculations will be reviewed and approved prior to authorizing any distributions. Staff responsible for financial oversight will receive additional training on HUD surplus cash rules to prevent recurrence.

Categories

HUD Housing Programs Material Weakness Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1223694 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.157 SUPPORTIVE HOUSING FOR THE ELDERLY $11.03M