Finding 1223598 (2025-002)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2025
Accepted
2026-07-14
Audit: 407064
Organization: The Women's Safe House (MO)
Auditor: UHY LLP

AI Summary

  • Core Issue: Missing documentation for six out of eighteen federal expenditures limits verification of allowable costs.
  • Impacted Requirements: Noncompliance with 2 CFR 200.403 due to inadequate retention and review of invoices.
  • Recommended Follow-Up: Implement procedures for retaining all invoices and supporting documents before reimbursement requests; provide staff training on documentation requirements.

Finding Text

Criteria: The Program requires that costs charged to the Federal award shall be allowable and supportable in accordance with 2 CFR 200.403. Adequate source documentation must be retained to support reimbursed costs, Condition: Support for expenditures and evidence of timely and proper review was not properly retained for all federal expenditures. Context: Supporting documentation for six of eighteen expenditures tested was not retained. No evidence was retained that itemized Instacart invoices were properly reviewed by management to ensure that costs were allowable under federal grant guidelines. Effect: The lack of retained invoices limits the ability to verify that reimbursed expenses were allowable, properly supported, and in compliance with federal requirements. This condition increases the risk of questioned costs, noncompliance with federal requirements, and potential repayment of unsupported expenditures. Questioned Costs: None. Cause: The condition occurred due to inadequate procedures for ensuring that invoices and supporting documentation were retained and reviewed by the organization prior to reimbursement. Specifically, reliance on staff to maintain original receipts without obtaining and retaining copies resulted in incomplete documentation being available for audit purposes. Recommendation: Management should implement and enforce procedures to ensure that all invoices and supporting documentation are obtained and retained prior to requesting reimbursement. Additionally, management should provide guidance to staff regarding documentation requirements and periodically review reimbursement files to confirm compliance with federal record retention requirements. Identification as a Repeat Finding. This is not a repeat finding. View of Responsible Officials and Corrective Actions: We agree with the auditor's recommendation. Although the referenced invoices were reviewed by the CEO from the vendor for eligibility and reasonableness upon receipt of the automatic e-mailed invoice, there was no procedure to print and retain this documentation in the accounting files for Instacart invoices. Effective June 1, 2026, each month the Director of Finance will compare a checklist of all credit charges to the physical copies prior to filing and obtain any missing invoices as part of the monthly closing process.

Corrective Action Plan

View of Responsible Officials and Corrective Actions: We agree with the auditor's recommendation. Although the referenced invoices were reviewed by the CEO from the vendor for eligibility and reasonableness upon receipt of the automatic e-mailed invoice, there was no procedure to print and retain this documentation in the accounting files for Instacart invoices. Effective June 1, 2026, each month the Director of Finance will compare a checklist of all credit charges to the physical copies prior to filing and obtain any missing invoices as part of the monthly closing process.

Categories

Allowable Costs / Cost Principles Cash Management Eligibility

Programs in Audit

ALN Program Name Expenditures
16.575 CRIME VICTIM ASSISTANCE $771,143
14.267 CONTINUUM OF CARE PROGRAM $211,437
16.376 Transitional Housing Assistance Grants for Victims of Domestic Violence, Dating Violence, Sexual Assault, and Stalking $137,459
10.558 CHILD AND ADULT CARE FOOD PROGRAM $99,615
93.671 FAMILY VIOLENCE PREVENTION AND SERVICES/DOMESTIC VIOLENCE SHELTER AND SUPPORTIVE SERVICES $78,463
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $36,248
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $26,513
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $23,463