Finding 1223573 (2025-002)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-07-13

AI Summary

  • Core Issue: Missing documentation for annual Housing Quality Standards inspections affects compliance with federal requirements.
  • Impacted Requirements: 2 CFR Part 200 mandates record-keeping to demonstrate compliance, including maintaining inspection records for health and safety standards.
  • Recommended Follow-Up: Strengthen controls by ensuring inspections are documented, maintaining records in tenant files, conducting regular reviews, and tracking inspection schedules.

Finding Text

Compliance- 2025-002 Lack of Documentation for Annual Housing Quality Standards Inspections Federal Program: Low-Income Housing Assistance Program Federal Agency: United States Department of Housing and Urban Development Assistance Listing Number: 14.871 Questioned Costs: Unknown Criteria - In accordance with 2 CFR Part 200 (Uniform Guidance), the Police Jury is required to maintain records sufficient to demonstrate compliance with federal program requirements. Additionally, Housing Quality Standards regulations require annual inspections of assisted units to ensure that housing continues to meet minimum health and safety standards. Condition - During our review of tenant files, we noted that documentation supporting the completion of required annual Housing Quality Standards (HQS) inspections was not maintained in several files tested. As a result, we were unable to determine whether annual inspections were performed in accordance with program requirements. Cause - The program did not maintain adequate document retention and monitoring procedures to ensure annual inspection reports and supporting documentation were consistently retained in tenant files. Effect - Failure to maintain documentation of annual HQS inspections limits the ability to demonstrate compliance with federal housing requirements and increases the risk that units may not meet required health and safety standards. However, based on the audit procedures performed, no questioned costs were identified. Recommendation - We recommend management strengthen controls over tenant file documentation by implementing procedures to 1) ensure annual HQS inspections are completed and properly documented; 2) maintain inspection reports and related documentation in each tenant file; 3) conduct periodic supervisory reviews of tenant files for completeness; and 4) implement tracking procedures for upcoming and completed annual inspections.

Corrective Action Plan

Management will ensure that inspections are documented in each tenant file and will utilize the PHA-Web alert system to monitor any past due inspections and will conduct inspections and upload the file to the HUD PIC System. The HUD Supervisor will use the comment sections on the NSPIRE form and note any deficiencies. If there are no deficiencies, the file will state in the comment section that there are no deficiencies and reference the area’s positive outcome.

Categories

Subrecipient Monitoring Allowable Costs / Cost Principles

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $1.17M
20.106 AIRPORT IMPROVEMENT PROGRAM, INFRASTRUCTURE INVESTMENT AND JOBS ACT PROGRAMS, AND COVID-19 AIRPORTS PROGRAMS $217,681
81.042 WEATHERIZATION ASSISTANCE FOR LOW-INCOME PERSONS $195,655
20.509 FORMULA GRANTS FOR RURAL AREAS AND TRIBAL TRANSIT PROGRAM $144,659
93.568 LOW-INCOME HOME ENERGY ASSISTANCE $94,710
93.569 COMMUNITY SERVICES BLOCK GRANT $93,574
66.818 BROWNFIELDS MULTIPURPOSE, ASSESSMENT, REVOLVING LOAN FUND, AND CLEANUP COOPERATIVE AGREEMENTS $8,389