Finding 1222924 (2024-001)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2026-07-06
Audit: 406428
Organization: Pembroke Hill School (NH)

AI Summary

  • Core Issue: The School District has a material weakness due to an excess food service fund balance, exceeding the allowable limit of three months' average expenditures.
  • Impacted Requirements: This finding violates federal regulations under 2 CFR 200.303 and 7 CFR 210.14(b), which mandate effective internal controls and limit net cash resources.
  • Recommended Follow-Up: The School District should implement an approved plan to reduce the excess fund balance by enhancing food quality or purchasing necessary supplies, ensuring compliance with federal guidelines.

Finding Text

2024-001 Excess Food Service Fund Balance (Material Weakness) Federal Agency: U.S. Department of Agriculture Pass-through Agency: New Hampshire Department of Education Cluster/Program: Child Nutrition Cluster Assistance Listing Numbers: 10.553 & 10.555 Passed-through Identification: N/A Compliance Requirement: Special Tests and Provisions Type of Finding: Internal Control over Compliance – Material Weakness Material Noncompliance Criteria or Specific Requirement: Federal regulations 2 CFR 200.303 states, the School District, as a recipient of Federal funds, must establish and maintain effective internal controls over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. In addition, under 7 CFR, 210.14(b), Net Cash Resources, “the school food authority shall limit its net cash resources to an amount that does not exceed 3 months average expenditures for its nonprofit school food service.” Condition: During review of the food service unassigned fund balance, it was noted that the balance exceeded three months’ average expenditures. The fund balance in the food service fund amounted to $392,995 whereas three months’ average expenditure was $202,689. This generates excess fund balance of $190,306. Effect: The School District is not in compliance with CFR Title 7, 210.14(b) by maintaining fund balance more than three months average expenditures. Cause: Management identified the excess net cash resources condition and developed a corrective action plan; however, implementation of the plan was still in progress at fiscal year-end, and net cash resources remained above the allowable limit. Questioned Costs: No questioned costs were identified, as the condition relates to excess net cash resources rather than unallowable or unsupported expenditures. Identification as Repeat Finding: As identified in Schedule III, Summary Schedule of Prior Audit Findings, this is a repeat finding of 2023-004. Recommendation: We recommend that the School District take immediate steps to reduce its net cash resources by having an acceptable, approved plan for using surplus fund balance. Since program funds must be used only for program purposes, excess fund balance must be reduced by improving the quality of food served or purchasing needed supplies, services, or equipment unless otherwise directed by the State of New Hampshire Department of Education. Views of Responsible Officials: Management’s views and corrective action plan are included at the end of this report.

Corrective Action Plan

The district continually monitors the food service program’s cash resources. During the fiscal year, a formal written plan was submitted to and approved by NSLP and implemented to reduce cash resources so they would not exceed the three-month average expenditure threshold. Although a plan was in place, the district was unable to fully implement the plan within the allotted timeframe. Moving forward, the district will ensure that the approved plan is fully executed prior to June 30.

Categories

School Nutrition Programs Special Tests & Provisions Allowable Costs / Cost Principles Cash Management Material Weakness Equipment & Real Property Management Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1222922 2024-001
    Material Weakness Repeat
  • 1222923 2024-001
    Material Weakness Repeat
  • 1222925 2024-002
    Material Weakness Repeat
  • 1222926 2024-002
    Material Weakness Repeat
  • 1222927 2024-002
    Material Weakness Repeat
  • 1222928 2024-002
    Material Weakness Repeat
  • 1222929 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $223,398
84.027 SPECIAL EDUCATION GRANTS TO STATES $64,546
10.553 SCHOOL BREAKFAST PROGRAM $37,951
10.555 NATIONAL SCHOOL LUNCH PROGRAM $34,431
10.582 FRESH FRUIT AND VEGETABLE PROGRAM $21,467
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $18,571
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $8,995
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $7,666
84.425 EDUCATION STABILIZATION FUND $503