Finding 1222787 (2024-014)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2026-07-02
Audit: 406357
Organization: COUNTY OF LINCOLN (OK)

AI Summary

  • Core Issue: The County failed to conduct necessary suspension and debarment checks on vendors for purchases over $25,000.
  • Impacted Requirements: This oversight leads to noncompliance with federal grant regulations, specifically 2 CFR 180.700 - 180.885.
  • Recommended Follow-Up: The County should develop and implement policies to ensure compliance with grant requirements and monitor vendor eligibility through Sam.gov.

Finding Text

Condition: Upon inquiry of county personnel and a test of eleven (11) disbursements totaling $1,136,767, the following weaknesses were noted: • The County did not perform required suspension and debarment verifications on vendors for purchases exceeding $25,000. Cause of Condition: Policies and procedures have not been designed and implemented to ensure federal expenditures are made in accordance with federal compliance requirements. Effect of Condition: This condition resulted in noncompliance with grant requirements. Recommendation: OSAI recommends the County gain an understanding of the grant requirements for this program and implement internal controls to ensure compliance with these grant requirements. Management Response: Chairman of the Board of County Commissioners: To correct this issue, the County will develop policy and procedures to ensure compliance requirements with federal funds are identified and the County complies with them. The policy and procedures will be reviewed, adopted, and monitored by the Board of County Commissioners. County Clerk: The County will gain an understanding of the grant requirements for this program and implement internal controls to ensure compliance with these grant requirements. All entities that bid projects under these federal grants will require active and good standing under Sam.gov. Criteria: 2 CFR 180.700 – 180.760 Suspension and 2 CFR 180.800 – 180.885 Debarment reads as follows: Non-federal entities are prohibited from contracting with or making subawards under covered transactions to parties that are suspended or debarred. “Covered transactions” include contracts for goods and services awarded under a non-procurement transaction (e.g., grant or cooperative agreement) that are expected to equal or exceed $25,000 or meet certain other criteria as specified in 2 CFR section 180.220. All non-procurement transactions entered into by a pass-through entity (i.e., subawards to subrecipients), irrespective of award amount, are considered covered transactions, unless they are exempt as provided in 2 CFR section 180.215.

Corrective Action Plan

Implement policies and procedures requiring a vendor to provide proof of good standing with Sam.gov when bidding a project. The county will double check for accuracy.

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring

Other Findings in this Audit

  • 1222779 2024-007
    Material Weakness Repeat
  • 1222780 2024-008
    Material Weakness Repeat
  • 1222781 2024-009
    Material Weakness Repeat
  • 1222782 2024-010
    Material Weakness Repeat
  • 1222783 2024-007
    Material Weakness Repeat
  • 1222784 2024-011
    Material Weakness Repeat
  • 1222785 2024-012
    Material Weakness Repeat
  • 1222786 2024-013
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
20.205 HIGHWAY PLANNING AND CONSTRUCTION $1.17M
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $935,377
97.042 EMERGENCY MANAGEMENT PERFORMANCE GRANTS $7,100
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $5,535