Finding 1222750 (2023-002)

Material Weakness Repeat Finding
Requirement
Activities Allowed/Unallowed
Questioned Costs
-
Year
2023
Accepted
2026-07-02
Audit: 406333
Organization: Village of Summit (IL)

AI Summary

  • Core Issue: The Village lacks a formalized Grant Policy, leading to inconsistent grant management across departments.
  • Impacted Requirements: Without a clear policy, compliance with the Single Audit & GATA cannot be assured.
  • Recommended Follow-Up: Develop and implement specific policies for tracking and monitoring grants to ensure compliance and accountability.

Finding Text

Finding 2023 – 002: Grant Policy Condition: Previously and during our current year-end audit procedures, we noted that the Village does not have a formalized Grant Policy that documents their grant procedures. Any department within the Village may apply for, and be awarded, grant funding from a variety of State and Federal sources. Criteria: A Grant Policy should document the procedures in place for ensuring grant requirements are being monitored for Single Audit & Grant Accountability Transparency Act (GATA). The formalized policy will help ensure that each department will follow these procedures and safeguard against the Village not being in compliance. Cause: A uniform set of policies and procedures for handling grant activities is lacking, creating contrasting ways of processing, and tracking grants in each department. Effect: Grant compliance with federal grants received in the year cannot be assured when tracking and monitoring grant activity is not clearly delineated. Recommendation: We recommend the Village develop specific policy and procedures for tracking and monitoring grant activities and to clearly delineate responsibility for monitoring compliance with applicable requirements. Corrective Action Plan: Management acknowledges this finding and will work to correct it in the coming year.

Corrective Action Plan

Finding 2023 – 002: Grant Policy Condition: Previously and during our current year-end audit procedures, we noted that the Village does not have a formalized Grant Policy that documents their grant procedures. Any department within the Village may apply for, and be awarded, grant funding from a variety of State and Federal sources. Plan: The Village will develop specific policy and procedures for tracking and monitoring grant activities and to clearly delineate responsibility for monitoring compliance with applicable requirements. Anticipated Date of Completion: Fiscal Year 2024 Name of Contact Person: Colleen Lambert, Village Clerk Management Response: Management acknowledges this finding and will work to correct it in the coming year.

Categories

Subrecipient Monitoring

Other Findings in this Audit

  • 1222749 2023-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $300,000
16.922 EQUITABLE SHARING PROGRAM $251,529
66.468 DRINKING WATER STATE REVOLVING FUND $147,040
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $26,078