Finding 1222748 (2025-002)

Material Weakness Repeat Finding
Requirement
A
Questioned Costs
-
Year
2025
Accepted
2026-07-01

AI Summary

  • Core Issue: The Organization failed to keep necessary supporting documentation, like approved timesheets, for payroll expenses tied to federal awards.
  • Impacted Requirements: This violates federal award agreements that mandate proper documentation and approval for all expenditures.
  • Recommended Follow-Up: Implement a policy for electronic storage of all supporting documents to ensure accessibility and compliance, especially during staff changes.

Finding Text

Criteria: In accordance with the terms of the Organization's federal award agreements, the Organization must maintain supporting documentation for all expenditures using federal awards. This documentation must also show proper review and approval of each expenditure. Condition: During our audit of the major program for the year ended June 30, 2025, we noted that the Organization did not maintain supporting documentation such as approved timesheets for all payroll expenditures incurred under their federal awards. Cause: This was caused by the departure of certain program staff which resulted in the loss of approved timesheets which would have substantiated the allocation of employee labor costs to federal programs. Effect or portential effect: Failure to maintain these timesheets resulted in the inability to properly substantiate all of the federal award expenditures. Questioned Costs: None noted. Identification of repeat finidng: No Recommendation: We recommend the Organization strengthen its internal control over document retention. This could include establishing a policy which requires all supporting documentation to be stored electronically so that it is easily accessible in the event of an employee departure in the future. Views of responsible officials: Management has evaluated the finding and will implement a corrective action plan that strengthens internal controls over record retention.

Corrective Action Plan

1. Proposed Corrective Action: Our agency will migrate all time sheets to digital, which will be input and tracked by the employee and submitted each payroll. That timesheet will then be reviewed and approved by the Director of Operations before payroll is disbursed. Digital timesheets will be available on demand going forward. 2. Timeline for Implementation: This process has already been completed.

Categories

Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1222747 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
81.042 WEATHERIZATION ASSISTANCE FOR LOW-INCOME PERSONS $237,106
93.568 LOW-INCOME HOME ENERGY ASSISTANCE $223,716
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $187,275
93.569 COMMUNITY SERVICES BLOCK GRANT $186,174
21.009 VOLUNTEER INCOME TAX ASSISTANCE (VITA) MATCHING GRANT PROGRAM $93,520