Finding 1221702 (2025-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-06-30
Audit: 405975
Auditor: FORVIS MAZARS

AI Summary

  • Core Issue: The Board of Public Utilities failed to submit a required performance report on time and did not conduct a review before submission.
  • Impacted Requirements: This violates the reporting requirements set by 2 CFR 200.303 and the EPA's program conditions for timely and reviewed submissions.
  • Recommended Follow-Up: Establish a tracking system for report submissions and ensure a review process is in place before filing to prevent future delays.

Finding Text

Environmental Protection Agency Direct Program: Congressionally Mandated Projects - 66.202 Award Year: 2023 Criteria or Specific Requirement - Reporting Per 2 CFR 200.303, the non-Federal entities receiving federal awards (i.e., auditee management) should establish and maintain internal control design to reasonably ensure compliance with Federal statutes, regulations, and the terms and conditions of the Federal Award. Per the Environmental Protection Agency Congressionally Mandated Project's Programmatic Conditions, non-Federal entities that receive the federal award are required to submit semi-annual performance reports. Condition: During our test work over the Congressionally Mandated Projects grant, we noted the Board of Public Utilities did not timely file one of the required performance reports nor was there a review of the report prior to submission. Cause: The Board of Public Utilities' controls to ensure reports are filed timely and are reviewed prior to filing were not operating effectively. Effect or Potential Effect: Required reports are not being submitted timely. Questioned Costs - None Context: One out of the two semi-annual reports selected for testing was submitted on April 27, 2026, after the Environmental Protection Agency's due date of October 30, 2025. It was also noted through discussions with the Board of Public Utilities, no review of the report was completed prior to submission. The sample was not intended to be, and was not, a statistically valid sample. Identification of Prior Year Finding: 2024-001 Recommendation: We recommend the Board of Public Utilities implement a process that includes tracking the timely submission of reports and documenting who reviewed the report prior to submission. Views of Responsible Official and Planned Corrective Action: Management agrees with finding. See corrective action plan.

Corrective Action Plan

Finding 2025-001 Congressionally Mandated Projects / Reporting Anticipated Completion Date: June 30, 2026 Views of Responsible Officials and Corrective Action: Management accepts the recommendation. Management is in the process of developing a template checklist that will be completed as part of the RFP and contract process. Any project that meets additional standards requirements, the checklist will be required and will be maintained for the duration of the project with monthly review at the Executive level to ensure compliance is being met. Responsible Official: Andrew Ferris Chief Financial Officer Kansas City Board of Public Utilities

Categories

Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1221703 2025-002
    Material Weakness Repeat
  • 1221704 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
66.202 CONGRESSIONALLY MANDATED PROJECTS $5.82M
11.307 ECONOMIC ADJUSTMENT ASSISTANCE $916,397
97.047 BRIC: BUILDING RESILIENT INFRASTRUCTURE AND COMMUNITIES $82,295