Finding 1221279 (2024-004)

Material Weakness Repeat Finding
Requirement
BL
Questioned Costs
-
Year
2024
Accepted
2026-06-30

AI Summary

  • Core Issue: Incorrectly drew down $79,942 from the CARE Grant for PREP Grant expenses, indicating ineffective internal controls.
  • Impacted Requirements: Violated Title 2 CFR §200.302 and §200.305, which mandate proper internal controls and allowable cost drawdowns.
  • Recommended Follow-Up: Strengthen controls by reviewing expenditures against the correct grant before drawdowns and establish formal procedures for timely error reporting to HRSA.

Finding Text

Incorrect Grant Drawdown – Allowable Costs / Reporting – Assistance Listing Numbers: 93.224 and 93.527 Consolidated Health Center Cluster Type of Finding: Material Weakness in Internal Control over Compliance Condition: During grant drawdown testing, it was noted that on December 6, 2024, management drew down $79,942 from the CARE Grant that related to expenditures attributable to the PREP Grant. No documentation or evidence of communication with the Health Resources and Services Administration (“HRSA”) was identified to demonstrate that the error was reported or corrected in a timely manner. This indicates that controls were not operating effectively to ensure grant drawdowns were made from the appropriate federal award. Criteria: Title 2 CFR §200.302 and §200.305 require non-Federal entities to maintain effective internal control over federal awards and ensure that drawdowns are limited to allowable costs incurred under the applicable award. Additionally, HRSA grant terms and conditions require recipients to request funds only for expenditures attributable to the specific grant award. Effect: Drawing funds from an incorrect federal award increases the risk of noncompliance with federal requirements and may result in unallowable costs, inaccurate reporting, or the need for repayment if not timely identified and corrected. Context: The exception noted represents a grant drawdown of $79,941.72 from the CARE Grant that was attributable to expenditures under the PrEP Grant, with no evidence of timely correction or notification to HRSA identified during audit testing. Questioned Costs: $79,942 Cause: Controls designed to ensure grant expenditures were properly aligned with the correct federal award prior to drawdown were not operating effectively, and procedures for identifying, reporting, and correcting drawdown errors were not consistently applied. View of Responsible Officials: Management agrees with the finding. Recommendation: We recommend that the Organization strengthen internal controls over grant drawdowns by implementing procedures to ensure expenditures are reviewed and reconciled to the appropriate federal award prior to requesting funds. Management should also establish formal procedures for timely identification, documentation, and communication of drawdown errors to the awarding agency when identified. Planned Implementation Date of Corrective Action: Fiscal Year 2026

Corrective Action Plan

Incorrect Grant Drawdown - Allowable Costs/Reporting - Assistance Listing Numbers: 93.224 and 93.527 Consolidated Health Center Cluster Type of Finding: Material Weakness in Internal Control Over Compliance Cause: Controls designed to ensure grant expenditures were properly aligned with the correct federal award prior to drawdown were not operating effectively, and procedures for identifying, reporting, and correcting drawdown errors were not consistently applied. Corrective Actions: 1. Strengthen internal controls over grant drawdowns by implementing procedures to ensure expenditures are reviewed and reconciled to the appropriate federal award prior to requesting funds. Management should also establish formal procedures for timely identification, documentation, and communication of drawdown errors to the awarding agency when identified.

Categories

Reporting Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1221270 2024-003
    Material Weakness Repeat
  • 1221271 2024-004
    Material Weakness Repeat
  • 1221272 2024-003
    Material Weakness Repeat
  • 1221273 2024-004
    Material Weakness Repeat
  • 1221274 2024-003
    Material Weakness Repeat
  • 1221275 2024-004
    Material Weakness Repeat
  • 1221276 2024-003
    Material Weakness Repeat
  • 1221277 2024-004
    Material Weakness Repeat
  • 1221278 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.527 GRANTS FOR NEW AND EXPANDED SERVICES UNDER THE HEALTH CENTER PROGRAM $119,660
93.224 HEALTH CENTER PROGRAM $101,882
93.526 GRANTS FOR CAPITAL DEVELOPMENT IN HEALTH CENTERS $3,623