Finding 1219019 (2025-002)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-06-26

AI Summary

  • Core Issue: Excess distributions and payments on surplus cash notes exceeded allowed amounts based on required calculations.
  • Impacted Requirements: Compliance with semi-annual surplus cash calculations was not maintained, leading to questioned costs of $230,976.
  • Recommended Follow-Up: Management should ensure surplus cash note payments are included in distribution calculations and verify accuracy before making any distributions.

Finding Text

Federal agency: U.S. Department of Housing and Urban Development Federal program title: Section 232 HUD-Insured Mortgage Listing Number: 14.129 Pass-Through Agency: N/A Pass-Through Number(s): N/A Award Period: N/A Type of Finding: Material Weakness in Internal Control over Compliance Criteria or specific requirement: Distributions and payments on surplus cash notes must be within amounts permitted based upon semi-annual surplus cash calculations. Condition: Distributions and surplus cash note payments made during the year were in excess of amounts permitted based upon semi-annual surplus cash calculations. Questioned costs: $230,976 Context: Amounts distributed and paid prior to the mid-year surplus cash calculation were in excess of surplus cash as calculated at December 31, 2024 by $89,910. Amounts distributed and paid subsequent to the mid-year surplus cash calculation were in excess of surplus cash as calculated at June 30, 2025 by $141,066. Cause: Management did not account for the surplus cash note payments toward the distribution amount allowed and also incorrectly calculated surplus cash as of June 30, 2025 which collectively resulted in the excess distributions. Effect: Cash in excess of amounts permitted were distributed, however the Project has surplus cash at December 31, 2025 therefore the distributions were a matter of timing and have since been corrected. Repeat Finding: No Recommendation: Recommend that management account for surplus cash note payments when determining how much cash is available for distribution in accordance with the semi-annual surplus cash calculations and review those calculations for accuracy prior to distributions being made. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Section 232 HUD-Insured Mortgage– Assistance Listing No. 14.129 Distributions and payments on surplus cash notes must be within amounts permitted based upon semi-annual surplus cash calculations. Recommendation: Recommend that management account for surplus cash note payments when determining how much cash is available for distribution in accordance with the semi-annual surplus cash calculations and review those calculations for accuracy prior to distributions being made. There is no disagreement with the audit finding. Action taken in response to finding: We have surplus cash remaining at December 31, 2025, subsequent to the distributions being made, therefore the finding has corrected itself. Future distributions and payments on surplus cash notes will be monitored closely to ensure they are limited to amounts permitted. Name of the contact person responsible for corrective action: Doug Harrison Planned completion date for corrective action plan: December 31, 2026

Categories

HUD Housing Programs Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1219018 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.129 MORTGAGE INSURANCE NURSING HOMES, INTERMEDIATE CARE FACILITIES, BOARD AND CARE HOMES AND ASSISTED LIVING FACILITIES $17.84M