Finding 1218896 (2025-002)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2025
Accepted
2026-06-25

AI Summary

  • Core Issue: There is a significant weakness in internal controls over compliance, leading to ineligible individuals receiving food commodities.
  • Impacted Requirements: Recipients must self-declare eligibility and maintain documentation, which was not done for 10 out of 60 sampled individuals.
  • Recommended Follow-Up: Management should enforce self-certification requirements at distribution sites and ensure proper documentation is maintained.

Finding Text

Finding 2025-002—Eligibility—MATERIAL WEAKNESS IN INTERNAL CONTROLS OVER COMPLIANCE AND MATERIAL NON-COMPLIANCE Federal Program: The Food Distribution Cluster Assistance Listing Number: 10.568 and 10.569 Year(s): 2025 Federal Agency: US Department of Agriculture (USDA) Pass‐Through Agencies: State of CA Department of Social Services, Second Harvest of Silicon Valley, San Francisco Marin Food Bank, Food Link Food Bank, and CAPK Food Bank. Criteria—In accordance with the Code of Federal Regulations (7 CFR sections 247.4, 247.7(a), 251.3(d), and 251.5(a)), a sub recipient must be either a public agency or a private entity possessing tax-exempt status under the Internal Revenue Code, and must enter into a written agreement with the state agency, or with another recipient agency where permitted, binding it to perform the duties of a recipient agency. Individual recipients must sign the Certificate of eligibility form (EFA-7), which is a self-declaration that they meet all the eligibility requirements to participate in the program. Specifically, the participants are required to self-declare their household’s gross income is at or below the applicable TEFAP income guideline amount and they are prohibited from selling, bartering, or trading food received through this program. Condition and Context— To test the eligibility of individual recipients, we made a total of 60 selections of individuals who received food commodities from distribution sites that maintained self-declaration forms. Of the 60 selections, there was no evidence that 10 of the individuals signed the self-declaration form. The value of the food commodities provided to the 10 individuals could not be determined due to the lack of applicable documentation. Additionally, the Division managed distribution sites that collectively distributed $1,294,618 of food commodities and did not require or maintain self-declaration forms for the participants in accordance with the grant. Cause—Management at certain distributions sites was unaware of the grant requirements requiring individuals to self-certify their eligibility and maintain such evidence. Effect—Ineligible individual participants could receive grant funded food commodities instead of eligible participants. Questioned Costs—$1,294,618 Repeat Finding from Prior Year—Yes. Recommendation—We recommend management take steps to ensure the distribution sites require participants to self-certify that they meet the grant eligibility requirements and to maintain such evidence. View of Responsible Officials—See Corrective Action Plan.

Corrective Action Plan

The Division is in the process of designing and implementing a precise control to ensure that participants self-certify that they meet the grant eligibility requirements and that such evidence is maintained. Anticipated Completion Date: 9/30/2026 Responsible Contact Person: Michael Zielinski, Major, Divisional Commander.

Categories

Eligibility Subrecipient Monitoring Material Weakness

Other Findings in this Audit

  • 1218859 2025-001
    Material Weakness Repeat
  • 1218860 2025-001
    Material Weakness Repeat
  • 1218861 2025-001
    Material Weakness Repeat
  • 1218862 2025-001
    Material Weakness Repeat
  • 1218863 2025-001
    Material Weakness Repeat
  • 1218864 2025-001
    Material Weakness Repeat
  • 1218865 2025-001
    Material Weakness Repeat
  • 1218866 2025-001
    Material Weakness Repeat
  • 1218867 2025-001
    Material Weakness Repeat
  • 1218868 2025-001
    Material Weakness Repeat
  • 1218869 2025-001
    Material Weakness Repeat
  • 1218870 2025-001
    Material Weakness Repeat
  • 1218871 2025-001
    Material Weakness Repeat
  • 1218872 2025-001
    Material Weakness Repeat
  • 1218873 2025-001
    Material Weakness Repeat
  • 1218874 2025-001
    Material Weakness Repeat
  • 1218875 2025-001
    Material Weakness Repeat
  • 1218876 2025-001
    Material Weakness Repeat
  • 1218877 2025-001
    Material Weakness Repeat
  • 1218878 2025-002
    Material Weakness Repeat
  • 1218879 2025-002
    Material Weakness Repeat
  • 1218880 2025-002
    Material Weakness Repeat
  • 1218881 2025-002
    Material Weakness Repeat
  • 1218882 2025-002
    Material Weakness Repeat
  • 1218883 2025-002
    Material Weakness Repeat
  • 1218884 2025-002
    Material Weakness Repeat
  • 1218885 2025-002
    Material Weakness Repeat
  • 1218886 2025-002
    Material Weakness Repeat
  • 1218887 2025-002
    Material Weakness Repeat
  • 1218888 2025-002
    Material Weakness Repeat
  • 1218889 2025-002
    Material Weakness Repeat
  • 1218890 2025-002
    Material Weakness Repeat
  • 1218891 2025-002
    Material Weakness Repeat
  • 1218892 2025-002
    Material Weakness Repeat
  • 1218893 2025-002
    Material Weakness Repeat
  • 1218894 2025-002
    Material Weakness Repeat
  • 1218895 2025-002
    Material Weakness Repeat
  • 1218897 2025-003
    Material Weakness Repeat
  • 1218898 2025-003
    Material Weakness Repeat
  • 1218899 2025-003
    Material Weakness Repeat
  • 1218900 2025-003
    Material Weakness Repeat
  • 1218901 2025-003
    Material Weakness Repeat
  • 1218902 2025-003
    Material Weakness Repeat
  • 1218903 2025-003
    Material Weakness Repeat
  • 1218904 2025-003
    Material Weakness Repeat
  • 1218905 2025-003
    Material Weakness Repeat
  • 1218906 2025-003
    Material Weakness Repeat
  • 1218907 2025-003
    Material Weakness Repeat
  • 1218908 2025-003
    Material Weakness Repeat
  • 1218909 2025-003
    Material Weakness Repeat
  • 1218910 2025-003
    Material Weakness Repeat
  • 1218911 2025-003
    Material Weakness Repeat
  • 1218912 2025-003
    Material Weakness Repeat
  • 1218913 2025-003
    Material Weakness Repeat
  • 1218914 2025-003
    Material Weakness Repeat
  • 1218915 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
64.024 VA HOMELESS PROVIDERS GRANT AND PER DIEM PROGRAM $298,918
10.568 EMERGENCY FOOD ASSISTANCE PROGRAM (ADMINISTRATIVE COSTS) $261,814
10.569 EMERGENCY FOOD ASSISTANCE PROGRAM (FOOD COMMODITIES) $120,839
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $70,632
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $33,981
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $26,296
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $16,031
21.019 CORONAVIRUS RELIEF FUND $2,810
10.130 CORONAVIRUS FOOD ASSISTANCE PROGRAM $1,720
10.182 PANDEMIC RELIEF ACTIVITIES: LOCAL FOOD PURCHASE AGREEMENTS WITH STATES, TRIBES, AND LOCAL GOVERNMENTS $1,176
97.024 EMERGENCY FOOD AND SHELTER NATIONAL BOARD PROGRAM $187