Finding 1218416 (2025-006)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-06-24

AI Summary

  • Core Issue: Management failed to refund a tenant's security deposit or provide an itemized list of charges within the required 30-day period after move-out.
  • Impacted Requirements: This finding violates HUD Handbook 4350.3, which mandates timely refunds or notifications regarding security deposits.
  • Recommended Follow-Up: Management should revise policies and procedures to ensure compliance with the 30-day refund requirement and strengthen monitoring controls.

Finding Text

Finding No. 2025-006 - Special Tests and Provisions U.S. Department of Housing and Urban Development Federal Program Name: Section 202 Supportive Housing for the Elderly Assistance Listing Number: 14.157 Criteria: In accordance with HUD Handbook 4350.3, Occupancy Requirements of Subsidized Multifamily Housing Programs, within 30 days after the move-out date (or shorter time if required by state and/or local laws), management must either: refund the full security deposit plus accrued interest to a tenant that does not owe any amounts under the lease; or provide the tenant with an itemized list of any unpaid rent, damages to the unit, and an estimated cost for repair, along with a statement of the tenant’s rights under state and local laws. Condition: In connection with the procedures applied to a sample of 2 tenants that moved out of the project during the year, we noted 1 instance where management failed to refund the tenant security deposit and/or provide the tenant with an itemized list of charges deducted from the deposit within thirty days after the move-out date. Cause: Management did not have procedures in place regarding timely refunding of tenant security deposits which require refunds or notice to occur within the 30-day requirement established by HUD. Effect or Potential Effect: Management failed to comply with the HUD occupancy requirement to timely refund the tenant security deposits or to provide the tenant with a list of charges. Questioned Costs: $322 Context: Management did not have monitoring procedures in place to ensure timely refunding of tenant security deposits to the tenant or to their estate. Due to errors with the software input an incorrect report was provided to accounting showing no amounts owed to the tenant at move out. Identification as a Repeat Finding: Yes Recommendation: Management should change its policies and procedures related to refunding of tenant security deposits to comply with the thirty-day timeline required by HUD regulations. Auditor Noncompliance Code: M - Security Deposits Finding Resolution Status: In Process Views of Responsible Officials: Management is still reviewing and updating the processes and procedures with site personnel to strengthen controls over the refunding of tenant security deposits.

Corrective Action Plan

6. Finding 2025-006 a. Comments on the Finding and Each Recommendation The auditee agrees with the finding. The auditee agrees with the recommendation to change its policies and procedures related to refunding of tenant security deposits to comply with the thirty-day timeline required by HUD regulations. b. Action(s) Taken or Planned on the Finding Management agrees with the finding and is taking steps to address the issue that caused it. Management is still reviewing and updating the processes and procedures with site personnel to strengthen controls over the refunding of tenant security deposits.

Categories

HUD Housing Programs Special Tests & Provisions Subrecipient Monitoring

Other Findings in this Audit

  • 1218407 2025-002
    Material Weakness Repeat
  • 1218408 2025-003
    Material Weakness Repeat
  • 1218409 2025-004
    Material Weakness Repeat
  • 1218410 2025-005
    Material Weakness Repeat
  • 1218411 2025-006
    Material Weakness Repeat
  • 1218412 2025-002
    Material Weakness Repeat
  • 1218413 2025-003
    Material Weakness Repeat
  • 1218414 2025-004
    Material Weakness Repeat
  • 1218415 2025-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.157 SUPPORTIVE HOUSING FOR THE ELDERLY $3.59M