Finding 1218246 (2025-003)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2026-06-23

AI Summary

  • Core Issue: Inadequate procurement documentation is failing to meet federal and state requirements.
  • Impacted Requirements: Non-compliance with 2 CFR 200 and Oregon Revised Statute 279A regarding procurement procedures.
  • Recommended Follow-up: Develop, document, and approve a robust procurement policy; ensure it is communicated to relevant staff.

Finding Text

Finding 2025-003: Inadequate Procurement Documentation Criteria: 2 CFR 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, §§200.317-200.327, requires non-federal entities receiving federal awards to maintain and use documented procedures for procurement transactions under a federal award or subaward. In addition, Oregon Revised Statute 279A generally requires Oregon corporations to comply with the procurement guidance set forth in 2 CFR 200 §§200.317-200.327. Condition and Context: Management was unable to provide documentation in support of proper procurement procedures, to include a bid process and checks for vendor suspension or debarment. Questioned Costs: None noted. Cause: Ineffective design and implementation of an Organization procurement policy. Effect or Potential Effect: An effective procurement policy prevents or detects and corrects potential conflicts of interest and lack of competition in the bidding process. An ineffective procurement policy can potentially result in misuse or misappropriation of federal and state funds. Repeat Finding: Repeat of finding 2024-007. Recommendations: The Organization should continue to design and implement a procurement policy that is effective for the Organization and its structure. The Organization should document the policy, have it reviewed and approved by the Board of Directors, and disseminate the policy to employees with responsibility for finding and overseeing contractors. Views of Responsible Officials and Planned Corrective Actions: See Corrective Action Plan.

Corrective Action Plan

Finding 2025-003: Inadequate Procurement Documentation Management’s response: Concur Responsible individual: Finance Manager, Executive Director, Board of Directors Anticipated completion date: March 31, 2026 Management agrees with this finding and will implement the following: • Update procurement policies and procedures to align with 2 CFR 200, including: o Develop and implement standardized procurement checklists o Require cost/price analysis for all qualified transactions o Require suspension/debarment checks for all qualified transactions o Require supervisory review and oversight by Board of Directors o Require adherence to document retention and destruction policy

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1218217 2025-001
    Material Weakness Repeat
  • 1218218 2025-002
    Material Weakness Repeat
  • 1218219 2025-003
    Material Weakness Repeat
  • 1218220 2025-001
    Material Weakness Repeat
  • 1218221 2025-002
    Material Weakness Repeat
  • 1218222 2025-003
    Material Weakness Repeat
  • 1218223 2025-001
    Material Weakness Repeat
  • 1218224 2025-002
    Material Weakness Repeat
  • 1218225 2025-003
    Material Weakness Repeat
  • 1218226 2025-001
    Material Weakness Repeat
  • 1218227 2025-002
    Material Weakness Repeat
  • 1218228 2025-003
    Material Weakness Repeat
  • 1218229 2025-001
    Material Weakness Repeat
  • 1218230 2025-002
    Material Weakness Repeat
  • 1218231 2025-003
    Material Weakness Repeat
  • 1218232 2025-001
    Material Weakness Repeat
  • 1218233 2025-002
    Material Weakness Repeat
  • 1218234 2025-003
    Material Weakness Repeat
  • 1218235 2025-001
    Material Weakness Repeat
  • 1218236 2025-002
    Material Weakness Repeat
  • 1218237 2025-003
    Material Weakness Repeat
  • 1218238 2025-001
    Material Weakness Repeat
  • 1218239 2025-002
    Material Weakness Repeat
  • 1218240 2025-003
    Material Weakness Repeat
  • 1218241 2025-001
    Material Weakness Repeat
  • 1218242 2025-002
    Material Weakness Repeat
  • 1218243 2025-003
    Material Weakness Repeat
  • 1218244 2025-001
    Material Weakness Repeat
  • 1218245 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.665 SCHOOLS AND ROADS - GRANTS TO STATES $11,427
15.015 GOOD NEIGHBOR AUTHORITY $6,654
11.438 PACIFIC SALMON TREATY PROGRAM $2,755
66.460 NONPOINT SOURCE IMPLEMENTATION GRANTS $2,464
15.234 SECURE RURAL SCHOOLS AND COMMUNITY SELF-DETERMINATION $850
15.244 AQUATICS RESOURCES MANAGEMENT $63