Finding 1218172 (2024-004)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2026-06-23

AI Summary

  • Core Issue: The Authority failed to submit audited financial statements on time, impacting compliance with federal reporting requirements.
  • Impacted Requirements: Noncompliance with 2 CFR § 200.328 and 24 CFR § 5.801, which mandate timely financial reporting to HUD.
  • Recommended Follow-Up: The Authority should collaborate with compilers and auditors to resolve accounting issues and ensure timely submission of required reports.

Finding Text

Finding Number: 2024-004 Assistance Listing Number and Title: AL # 14.871 - Section 8 Housing Choice Vouchers/Housing Voucher Cluster Federal Award Identification Number / Year: 2024 Federal Agency: U.S. Department of Housing and Urban Development Compliance Requirement: Reporting Pass-Through Entity: N/A Repeat Finding from Prior Audit? Yes Prior Audit Finding Number: 2023-004 Noncompliance and Material Weakness 2 CFR § 2400.101 gives regulatory effect to the Department of Housing and Urban Development for 2 CFR § 200.328 which provides that, unless otherwise approved by OMB, the Federal awarding agency must solicit only the OMB-approved government-wide data elements for collection of financial information, as well as any future OMB-approved government-wide data elements from the OMB-designated standards lead.. This information must be collected with the frequency required by the terms and conditions of the Federal award, but no less frequently than annually nor more frequently than quarterly except in unusual circumstances, for example where more frequent reporting is necessary for the effective monitoring of the Federal award or could significantly affect program outcomes, and preferably in coordination with performance reporting. The Federal awarding agency must use OMB approved common information collections, as applicable, when providing financial and performance reporting information. 24 CFR § 5.801(d)(1) provides that unaudited financial statements will be required 60 days after the PHA's fiscal year end, and audited financial statements will then be required no later than 9 months after the PHA's fiscal year end, in accordance with the Single Audit Act and 2 CFR part 200, subpart F. In addition, 24 CFR § 5.801(b)(1) provides that entities to which this subpart is applicable must provide to HUD such financial information as required by HUD prepared in accordance with Generally Accepted Accounting Principles (GAAP). The Authority submitted its audited submission for the year ended December 31, 2023 in the Financial Assessment Sub- system (FASS-PH) on September 9, 2025. This submission was not within the required timeframes or extension. The delays in submissions were continuations from prior investigations into fraudulent transactions by the former Executive Director. The failure to timely submit the required financial information reduces the U.S. Department of Housing and Urban Development’s ability to monitor subrecipients. The Authority should continue working with their compiler and auditors to rectify the accounting issues resulting from the actions of the former Executive Director. Once that is completed, the Authority should timely remit the required reports.

Corrective Action Plan

Finding Number: 2024-004 Planned Corrective Action: The Housing Authority along with Leggins Casterline & Company LLC accounting will continue working to rectify the accounting issues resulting from the former Executive Director and have all submissions done in a timely manner. Anticipated Completion Date: 6/11/2026 Responsible Contact Person: Zackary Dye, Executive Director

Categories

HUD Housing Programs Subrecipient Monitoring

Other Findings in this Audit

  • 1218169 2024-003
    Material Weakness Repeat
  • 1218170 2024-003
    Material Weakness Repeat
  • 1218171 2024-004
    Material Weakness Repeat
  • 1218173 2024-005
    Material Weakness Repeat
  • 1218174 2024-005
    Material Weakness Repeat
  • 1218175 2024-006
    Material Weakness Repeat
  • 1218176 2024-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.850 PUBLIC HOUSING OPERATING FUND $459,134
14.872 PUBLIC HOUSING CAPITAL FUND $413,660
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $121,339
14.896 FAMILY SELF-SUFFICIENCY PROGRAM $59,732