Finding 1217738 (2025-003)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2026-06-16
Audit: 403859
Organization: Trellis Co. (MN)

AI Summary

  • Core Issue: Security deposits were not refunded within the required 21-day period after a tenant vacated, violating HUD regulations.
  • Impacted Requirements: HUD mandates timely refunds and itemized statements; failure to comply risks noncompliance and potential enforcement actions.
  • Recommended Follow-Up: Management should establish procedures to track move-out dates and ensure timely processing of security deposit refunds.

Finding Text

FINDING 2025-003: Untimely Return of Security Deposits Criteria – HUD requires owners of HUD assisted multifamily projects to refund security deposits no later than 30 days after the tenant vacates the unit, unless a shorter period is required by state or local law (21 days in Minnesota). Owners must also provide an itemized statement of any deductions and retain detailed records for three years. Failure to comply with these requirements constitutes a violation of the regulatory agreement and HUD regulations. Condition – During our review of tenant files of a project wholly-owned by the Corporation (the Project), we noted that the Project did not refund security deposits to one former tenant within the required time-frame after move-out. The refund was issued beyond the 21-day period specified by HUD requirements. Questioned costs and how they were computed – No questioned costs identified. Context – One of four move-outs tested did not receive their security deposit back within the timeframe required by HUD. Cause – The delay in refunding the security deposits was due to inadequate monitoring of moveout dates and insufficient internal controls over the security deposit refund process. Effect – Failure to refund security deposits in a timely manner exposes the Project to noncompliance with HUD regulations, potential client complaints, and possible enforcement action by HUD. Identification of Repeat Finding – No. Recommendation 2025-003 – We recommend that management implement and document procedures to monitor the move-out dates and ensure that security deposits are reviewed, processed, and returned within 21 days. Auditee’s comments and response – Management agrees with the finding and is in the process of implementing procedures to monitor tenant move-outs, document amounts due to former tenants, and issue refund checks in a timely manner. Responsible party for corrective action: Lisa Fischer – Chief Operating Officer

Corrective Action Plan

Finding 2025-003 – Untimely Return of Security Deposits Name of contact person: Lisa Fischer, (Chief Operating Officer) Corrective action: Management agrees with the finding and has implemented procedures to monitor tenant move-outs, document amounts due to former tenants, and issue refund checks in a timely manner. Proposed completion date: Management has corrected the finding.

Categories

Subrecipient Monitoring HUD Housing Programs Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1217720 2025-001
    Material Weakness Repeat
  • 1217721 2025-001
    Material Weakness Repeat
  • 1217722 2025-001
    Material Weakness Repeat
  • 1217723 2025-001
    Material Weakness Repeat
  • 1217724 2025-001
    Material Weakness Repeat
  • 1217725 2025-001
    Material Weakness Repeat
  • 1217726 2025-001
    Material Weakness Repeat
  • 1217727 2025-002
    Material Weakness Repeat
  • 1217728 2025-002
    Material Weakness Repeat
  • 1217729 2025-002
    Material Weakness Repeat
  • 1217730 2025-002
    Material Weakness Repeat
  • 1217731 2025-002
    Material Weakness Repeat
  • 1217732 2025-003
    Material Weakness Repeat
  • 1217733 2025-003
    Material Weakness Repeat
  • 1217734 2025-003
    Material Weakness Repeat
  • 1217735 2025-003
    Material Weakness Repeat
  • 1217736 2025-003
    Material Weakness Repeat
  • 1217737 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.135 MORTGAGE INSURANCE RENTAL AND COOPERATIVE HOUSING FOR MODERATE INCOME FAMILIES AND ELDERLY, MARKET INTEREST RATE $13.34M
10.415 RURAL RENTAL HOUSING LOANS $555,812
14.856 LOWER INCOME HOUSING ASSISTANCE PROGRAM_SECTION 8 MODERATE REHABILITATION $528,569
14.856 LOWER INCOME HOUSING ASSISTANCE PROGRAM SECTION 8 MODERATE REHABILITATION $79,182
10.427 RURAL RENTAL ASSISTANCE PAYMENTS $59,740
14.181 SUPPORTIVE HOUSING FOR PERSONS WITH DISABILITIES $38,022