Finding 1217671 (2025-007)

Material Weakness Repeat Finding
Requirement
G
Questioned Costs
-
Year
2025
Accepted
2026-06-16

AI Summary

  • Core Issue: There is a significant deficiency in documenting the fair value of in-kind donations, affecting compliance with matching fund requirements.
  • Impacted Requirements: Matching funds must be verifiable, not used for other federal awards, reasonable, allowable, and included in the approved budget as per 45 CFR 75 306.
  • Recommended Follow-Up: Provide training on policies for valuing and documenting in-kind contributions to ensure compliance and accurate reporting.

Finding Text

Finding #2025-007 – Significant Deficiency and Other Noncompliance. Applicable federal program: U. S. Department of Health and Human Services, 93.567, Refugee and Entrant Assistance Voluntary Agency Programs, Passed through U. S. Committee for Refugees and Immigrants: 10/01/24 – 09/30/25, 2502VARVMG, 10/01/23 – 09/30/24, 2402VARVMG. Criteria: Matching, Level of Effort and Earmarking 45 CFR 75 306 stipulates that matching funds must meet the following criteria: 1) verifiable from organization’s records, 2) not included as contributions for any other federal award, 3) are necessary and reasonable for accomplishment of project or program objectives, 4) are allowable under Uniform Guidance Subpart E, 5) are not paid by the federal government under another federal award except where federal statute allows, and 6) are included in approved budget when required by Health and Human Services agency. Additionally, internal controls should ensure that donated goods and services are valued at fair value, are documented, and to the extent feasible, supported by the same methods used internally by the organization. Condition and context: During our testing of 40 transactions reported as matching grant costs, we identified one exception totaling $2,679 with lack of documentation of fair value of in-kind donations. Repeat of finding #2024-003. Cause: Failure to follow the YMCA’s policies and procedures related to the valuation and documentation of in-kind items for the match grant. Questioned costs: $2,679. Effect: Lack of documentation of the determination of the fair value of in-kind items may result in an overstatement of match reported and failure to meet match requirements. Recommendation: Provide additional training and emphasize adherence to established policies and procedures to ensure maintenance of documentation for valuation documentation. View of responsible officials: Management agrees with the finding. See Corrective Action Plan.

Corrective Action Plan

Finding #2025-007 – Significant Deficiency and Other Noncompliance. Applicable federal program: U. S. Department of Health and Human Services, 93.567, Refugee and Entrant Assistance Voluntary Agency Programs, Passed through U. S. Committee for Refugees and Immigrants: 10/01/24 – 09/30/25, 2502VARVMG, 10/01/23 – 09/30/24, 2402VARVMG. Condition and context: During our testing of 40 transactions reported as matching grant costs, we identified one exception totaling $2,679 with lack of documentation of fair value of in-kind donations. Recommendation: Provide additional training and emphasize adherence to established policies and procedures to ensure maintenance of documentation for valuation documentation. Planned corrective action: Management acknowledges the exception identified related to documentation supporting the fair value of an in-kind contribution. The organization maintains policies and procedures requiring that matching contributions be verifiable, appropriately valued, and supported by documentation; however, in this instance, documentation for one volunteer timesheet totaling $2,679 was not available for review. Management conducted an extensive search for the supporting documentation and determined the absence was due to records associated with a former employee that were not retained following a staffing transition. In response, management has reinforced documentation retention expectations and procedures related to in-kind contributions, including centralized retention practices to reduce reliance on individual personnel. Management will continue to monitor compliance with these procedures to ensure documentation supporting matching contributions is consistently maintained. Responsible officer: Lauren Rome, VP of Financial Operations/Interim CFO. Estimated completion date: May 15, 2026

Categories

Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1217660 2025-005
    Material Weakness Repeat
  • 1217661 2025-006
    Material Weakness Repeat
  • 1217662 2025-008
    Material Weakness Repeat
  • 1217663 2025-005
    Material Weakness Repeat
  • 1217664 2025-006
    Material Weakness Repeat
  • 1217665 2025-008
    Material Weakness Repeat
  • 1217666 2025-005
    Material Weakness Repeat
  • 1217667 2025-006
    Material Weakness Repeat
  • 1217668 2025-008
    Material Weakness Repeat
  • 1217669 2025-005
    Material Weakness Repeat
  • 1217670 2025-006
    Material Weakness Repeat
  • 1217672 2025-008
    Material Weakness Repeat
  • 1217673 2025-005
    Material Weakness Repeat
  • 1217674 2025-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.676 UNACCOMPANIED ALIEN CHILDREN PROGRAM $4.34M
16.575 CRIME VICTIM ASSISTANCE $845,536
93.567 REFUGEE AND ENTRANT ASSISTANCE VOLUNTARY AGENCY PROGRAMS $673,532
16.320 SERVICES FOR TRAFFICKING VICTIMS $653,338
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $442,404
93.576 REFUGEE AND ENTRANT ASSISTANCE DISCRETIONARY GRANTS $370,306
93.566 REFUGEE AND ENTRANT ASSISTANCE STATE/REPLACEMENT DESIGNEE ADMINISTERED PROGRAMS $307,255
19.510 U.S. REFUGEE ADMISSIONS PROGRAM $294,094
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $269,918
10.187 THE EMERGENCY FOOD ASSISTANCE PROGRAM (TEFAP) COMMODITY CREDIT CORPORATION ELIGIBLE RECIPIENT FUNDS $64,551
84.215 INNOVATIVE APPROACHES TO LITERACY; PROMISE NEIGHBORHOODS; FULL-SERVICE COMMUNITY SCHOOLS; AND CONGRESSIONALLY DIRECTED SPENDING FOR ELEMENTARY AND SECONDARY EDUCATION COMMUNITY PROJECTS $55,399
97.010 CITIZENSHIP EDUCATION AND TRAINING $39,775
10.558 CHILD AND ADULT CARE FOOD PROGRAM $32,163
10.555 NATIONAL SCHOOL LUNCH PROGRAM $11,161
10.182 PANDEMIC RELIEF ACTIVITIES: LOCAL FOOD PURCHASE AGREEMENTS WITH STATES, TRIBES, AND LOCAL GOVERNMENTS $3,566
10.569 EMERGENCY FOOD ASSISTANCE PROGRAM (FOOD COMMODITIES) $2,624