Finding 1217426 (2024-003)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2026-06-12
Audit: 403640
Organization: Baltimore Corps, INC (DC)
Auditor: 202153727

AI Summary

  • Core Issue: Incomplete documentation for AmeriCorps members, including missing subsistence allowances and service periods.
  • Impacted Requirements: Noncompliance with federal guidelines on internal controls and documentation for member eligibility and agreements.
  • Recommended Follow-Up: Improve onboarding and document retention processes to ensure all required AmeriCorps documentation is collected and maintained.

Finding Text

Finding 2024-003 Corporation for National and Community Service Federal Assistance Listing No. 94.006 AmeriCorps State and National Significant Deficiency in Internal Controls and Noncompliance over Eligibility Repeat Finding: No Condition: For 3 of 25 members selected for testing, the subsistence allowance to be paid was not specified in the signed agreements. In addition, for 6 of 25 members, the service period outlined in the agreement covered only two months of the audit year, and BCI was unable to provide updated agreements to support the remaining months within fiscal year 2025. Criteria: In accordance with 2 CFR 200.514: (c) Internal controls, (1) The compliance supplement provides guidance on internal controls over federal programs based upon the guidance in Standards for Internal Control in the Federal Government issued by the Comptroller General of the United States and the Internal Control - Integrated Framework, issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO). COSO requires entities to establish and maintain effective internal controls to achieve operational, reporting and compliance objectives. Per 45 CFR §§ 2540.200–2540.207, recipients of AmeriCorps federal awards must conduct, review, and document National Service Criminal History Checks (NSCHC) for all covered individuals. All components must be completed, adjudicated, and an eligibility determination made no later than the day before an individual begins work or service on an NSCHC-required grant. Individuals registered, or required to be registered, as sex offenders, or who have been convicted of murder, are ineligible to work or serve on an AmeriCorps grant. Additionally, AmeriCorps requires that a signed member agreement, a compensation letter confirming the approved rate, and supporting payroll documentation be maintained for each member. Compensation must not exceed 200% of the members’ total average annual subsistence allowance provided to vista volunteers. Cause: BCI’s internal controls over member file documentation of the signed agreements were not consistently followed and did not ensure that all required AmeriCorps documentation was obtained and retained in the member files. Effect: Failure to maintain required member documentation increases the risk of noncompliance with AmeriCorps program requirements and may result in questioned costs, monitoring findings, or potential disallowance by the granting agency. Questioned Costs: Unknown. Recommendation: We recommend that BCI strengthen its onboarding and document retention procedures to ensure all member files include the required AmeriCorps documentation, including the signed member agreement. Auditee Response and Corrective Action Plan: Refer to management’s corrective action plans. Auditor’s Conclusion: Finding remains as stated.

Corrective Action Plan

Schedule of Corrective Action Plan For the Year Ended June 30, 2024 Finding 2024-003: Significant Deficiency and Noncompliance over Eligibility Responsible Official’s Response and Corrective Action Plan: We concur with the findings related to deficiencies in Internal Controls and Noncompliance over Eligibility related to our federal grant. In response, BCI has streamlined document collection and tracking and has strengthened its onboarding and document retention procedures to ensure all member files include the required documentation, including the signed member agreements. Planned Implementation Date of Corrective Action Plan September 1, 2024 Person Responsible for Corrective Action Plan Caryn York, President & CEO

Categories

Eligibility Subrecipient Monitoring Reporting Significant Deficiency

Other Findings in this Audit

  • 1217425 2024-002
    Material Weakness Repeat
  • 1217427 2024-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
94.006 AMERICORPS STATE AND NATIONAL 94.006 $1.82M
21.027 AMERICAN RESCUE PLAN ACT - COVID-19 $131,597