Finding 1217380 (2025-007)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2025
Accepted
2026-06-12
Audit: 403580
Auditor: 47-0812943

AI Summary

  • Core Issue: Lack of supervisory review in tenant and participant file processing increases risk of errors and noncompliance with HUD eligibility requirements.
  • Impacted Requirements: Compliance with 24 CFR Part 960 and 24 CFR 982.201 regarding eligibility determinations, income calculations, and Housing Assistance Payments.
  • Recommended Follow-Up: Implement a formal supervisory review process and ensure continuity of controls through cross-training and documented procedures.

Finding Text

Finding 2025-007: Eligibility Public Housing Program, Assistance Listing #14.850 Section 8 Housing Choice Voucher Cluster Program, Assistance Listing #14.871 Material Weakness Criteria – In accordance with the Public Housing Program regulations under 24 CFR Part 960 and the Housing Choice Voucher Program regulations under 24 CFR 982.201, housing authorities are required to establish and maintain procedures governing (1) eligibility determinations; (2) determination of income, rent, and Housing Assistance Payments (HAP); and (3) leasing and continued occupancy. These procedures are essential to ensure compliance with HUD program requirements. Condition – During our audit of tenant and participant files within the Public Housing and Housing Choice Voucher Programs, we noted no evidence of a supervisory review control being performed or documented. File processing and eligibility determinations appeared to be completed by a single individual without independent review. The absence of a supervisory review increases the risk that errors or noncompliance may not be detected in a timely manner. Cause – Although supervisory review procedures were reportedly in place in prior years, turnover in administrative personnel resulted in these controls not being consistently performed or documented. Management did not implement adequate procedures to ensure continuity of this key internal control. Effect or Potential Effect – The lack of supervisory review over tenant and participant files increases the risk of noncompliance with HUD eligibility requirements, including improper eligibility determinations, inaccurate rent calculations, and incorrect HAP payments. This could result in questioned costs, repayment obligations, or potential program sanctions. Recommendation – We recommend the Agency strengthen its internal control structure over tenant and participant file processing by implementing and documenting a formal supervisory review process. This review should be performed by a qualified individual independent of the preparer. Additionally, the Agency should establish procedures to ensure continuity of controls during staff turnover, including cross-training and written policies and procedures. View of Responsible Official: Management agrees with the Finding.

Corrective Action Plan

Finding 2025-007 – Eligibility Management agrees with the finding regarding supervisory review procedures for tenant and participant files. The Housing Authority has implemented procedures requiring supervisory review and documentation of eligibility determinations, income calculations, rent calculations, and Housing Assistance Payment calculations. File review checklists and sign-off procedures are being implemented to document completion of supervisory review activities. Management will also establish written procedures and cross-training measures to ensure continuity of controls during staffing transitions. Responsible Party: Executive Director Expected Completion Date: June 30, 2026

Categories

HUD Housing Programs

Other Findings in this Audit

  • 1217375 2025-004
    Material Weakness Repeat
  • 1217376 2025-004
    Material Weakness Repeat
  • 1217377 2025-005
    Material Weakness Repeat
  • 1217378 2025-006
    Material Weakness Repeat
  • 1217379 2025-007
    Material Weakness Repeat
  • 1217381 2025-008
    Material Weakness Repeat
  • 1217382 2025-009
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $377,218
14.872 PUBLIC HOUSING CAPITAL FUND $376,887
14.850 PUBLIC HOUSING OPERATING FUND $341,246