Finding 1217234 (2025-008)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2026-06-09
Audit: 403376
Organization: MIDLOTHIAN VILLAGE OF (IL)
Auditor: CROWE LLP

AI Summary

  • Core Issue: The Village lacks a documented procurement policy as required by 2 CFR 200.318.
  • Impacted Requirements: This absence may lead to noncompliance with federal procurement standards, although no noncompliance was found in tested transactions.
  • Recommended Follow-Up: The Village should finalize and adopt a written procurement policy that meets 2 CFR 200.318–.326 to enhance internal controls.

Finding Text

2025-008: Procurement Policy Information on the federal program: 66.468 – Capitalization Grants for Drinking Water State Revolving Fund Environmental Protection Agency (EPA) Passed through Illinois EPA L174235 and C176673 Criteria or specific requirement (including statutory, regulatory, or other citation): 2 CFR 200.318 requires that recipients of Federal awards maintain and use documented procedures for procurement transactions. Condition: We noted that the Village does not have a documented procurement policy in place as required by 2 CFR 200.318. No instances of noncompliance were identified in the procurement transactions tested. Cause: Management has not yet developed or formally adopted procurement policies and procedures consistent with the Uniform Guidance requirements. Effect or potential effect: The lack of a documented procurement policy may result in procurement activities that are not compliant with federal requirements. Questioned costs: None Context: We reviewed procurement practices related to purchases made under federal programs during the audit period. Procurement transactions selected for testing complied with applicable federal requirements. Identification as a repeat finding, if applicable: Not applicable Recommendation: We recommend that the Village develop and adopt a written procurement policy that aligns with the requirements of 2 CFR 200.318–.326 to strengthen internal control over procurement activities. Views of responsible officials and planned corrective actions: A purchasing and procurement policy was created and discussed at the May 2026 finance committee meeting and approved by the board in May 2026.

Corrective Action Plan

2025-008: Procurement Policy Condition: We noted that the Village does not have a documented procurement policy in place as required by 2 CFR 200.318. No instances of noncompliance were identified in the procurement transactions tested. Corrective Action Planned: A purchasing and procurement policy was created and discussed at the May 2026 finance committee meeting and approved by the board in May 2026. Name of the Contact Person Responsible for Corrective Action: finance department Anticipated Completion Date: May 2026

Categories

Procurement, Suspension & Debarment

Programs in Audit

ALN Program Name Expenditures
66.468 DRINKING WATER STATE REVOLVING FUND $1.01M
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $631,434
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $174,454
16.710 PUBLIC SAFETY PARTNERSHIP AND COMMUNITY POLICING GRANTS $132,690
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $34,086