Finding 1217223 (2025-003)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-06-09
Audit: 403361
Organization: School Board City of Richmond (VA)

AI Summary

  • Core Issue: Inadequate documentation for one student's transfer out of the adjusted cohort affects the accuracy of high school graduation rates.
  • Impacted Requirements: State and local educational agencies must maintain timely and official documentation for student removals from the adjusted cohort.
  • Recommended Follow-Up: Strengthen procedures for obtaining and retaining documentation, and implement supervisory reviews to ensure compliance.

Finding Text

2025-003 – Significant Deficiency and Nonmaterial Noncompliance – Annual Report Card, High School Graduation Rate Program: Title I Grants to Local Educational Agencies (ALN 84.010) – United States Department of Education – Virginia Department of Education; Federal Award Year: 2025. Criteria: For purposes of the Annual Report Card high school graduation rate, state educational agencies and local educational agencies are required to implement appropriate policies and procedures for documenting the removal of a student from the adjusted cohort. To support a student’s transfer out of the cohort, the school or local educational agency must maintain official written documentation that the student enrolled in another school or in an educational program that culminates in the award of a regular high school diploma. Condition: During testing of seven students removed from the adjusted cohort, management was unable to provide timely supporting documentation for one student demonstrating that the student had transferred to another qualifying school or educational program. As a result, the student’s removal from the adjusted cohort was not adequately supported. Cause: Management and supervisory personnel did not maintain required supporting documentation in a timely and consistent manner. Effect: Failure to maintain adequate documentation supporting student removals from the adjusted cohort increases the risk that high school graduation rate data reported on the Annual Report Card may be inaccurate. This condition resulted in noncompliance with applicable requirements and represents a significant deficiency in internal control over compliance. Questioned Costs: None Recommendation: We recommend that the grant administrator strengthen procedures to ensure that official written documentation supporting all student removals from the adjusted cohort is obtained, retained, and readily available for review on a timely basis. Supervisory review controls should also be implemented to verify that required documentation is complete and properly maintained. Views of Responsible Officials and Planned Corrective Action: Responsible officials acknowledge the finding and agree that documentation supporting student removals from the adjusted cohort was not maintained timely in all instances. Management stated that it will implement enhanced procedures and supervisory review processes to ensure required documentation is obtained and retained timely for all applicable students going forward.

Corrective Action Plan

Views of Responsible Officials and Planned Corrective Action: Responsible officials acknowledge the finding and agree that documentation supporting student removals from the adjusted cohort was not maintained timely in all instances. Management stated that it will implement enhanced procedures and supervisory review processes to ensure required documentation is obtained and retained timely for all applicable students going forward.

Categories

Significant Deficiency Internal Control / Segregation of Duties

Programs in Audit

ALN Program Name Expenditures
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $18.92M
10.555 NATIONAL SCHOOL LUNCH PROGRAM $10.48M
93.600 HEAD START $9.05M
84.027 SPECIAL EDUCATION GRANTS TO STATES $6.24M
10.553 SCHOOL BREAKFAST PROGRAM $4.96M
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $1.40M
84.002 ADULT EDUCATION - BASIC GRANTS TO STATES $1.33M
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $1.30M
10.558 CHILD AND ADULT CARE FOOD PROGRAM $979,747
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $947,233
84.287 TWENTY-FIRST CENTURY COMMUNITY LEARNING CENTERS $917,839
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $758,282
81.086 CONSERVATION RESEARCH AND DEVELOPMENT $665,661
12.000 Army ROTC $576,291
10.582 FRESH FRUIT AND VEGETABLE PROGRAM $490,691
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $355,000
84.196 EDUCATION FOR HOMELESS CHILDREN AND YOUTH $171,344
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $133,353
84.013 TITLE I STATE AGENCY PROGRAM FOR NEGLECTED AND DELINQUENT CHILDREN AND YOUTH $130,648
84.371 COMPREHENSIVE LITERACY DEVELOPMENT $106,531
84.425 EDUCATION STABILIZATION FUND $34,429
10.579 CHILD NUTRITION DISCRETIONARY GRANTS LIMITED AVAILABILITY $25,378