Finding 1216767 (2024-004)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2026-06-08
Audit: 403238
Organization: City of Croswell (MI)

AI Summary

  • Core Issue: The City has not prepared its Schedule of Expenditures of Federal Awards (SEFA), relying instead on auditors for assistance.
  • Impacted Requirements: This lack of preparation indicates a material weakness and noncompliance with federal regulations regarding federal revenue reporting.
  • Recommended Follow-up: The City should implement procedures to identify federal revenues and prepare the SEFA independently for annual audits.

Finding Text

Finding 2024-4 Assistance listing number: 21.027 Program name: Coronavirus State and Local Fiscal Recovery Funds Pass-through entity: State of Michigan EGLE Project numbers: A5817-01 Finding type: Material weakness and material noncompliance with laws and regulations Repeat finding: No Criteria: The City management is primarily responsible to, each year, identify all City federal revenues and prepare its Schedule of Expenditures of Federal Awards (SEFA). The auditor uses management’s SEFA to determine major programs and perform the single audit. Conditions: The City management has not prepared the SEFA and relies on the auditors to find the federal revenues and assist with the SEFA preparation. Context: The City has relied on the auditors to assist with the SEFA. The City reviews and understands the SEFA. The City usually has only a limited number of federal programs and amounts. Cause: The City has not developed a process for any internal effort to identify federal revenues and prepare the SEFA. Effect: The City lacks internal control over the preparation of the SEFA. Recommendation: We recommend that the City management establish procedures and a process to identify all federal revenues each year and prepare a SEFA that will be provided to the audit firm. View and Response of Responsible Officials: The City will establish the required procedures and process to prepare a correct SEFA that will be provided to the audit firm each year.

Corrective Action Plan

The City will establish procedures whereby the Clerk and Manager will prepare the Schedule of Expenditures of Federal Awards (SEFA) at each fiscal year end.

Categories

Reporting Subrecipient Monitoring Material Weakness

Other Findings in this Audit

  • 1216765 2024-002
    Material Weakness Repeat
  • 1216766 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $3.72M
10.760 WATER AND WASTE DISPOSAL SYSTEMS FOR RURAL COMMUNITIES $116,600