Finding 1216731 (2022-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2026-06-05
Audit: 403176
Organization: STEPS to Recovery Homes (AZ)
Auditor: MARA G MANN CPA

AI Summary

  • Core Issue: The Organization failed to effectively use its accounting system, leading to inconsistent recording of grant expenditures.
  • Impacted Requirements: This violates the Uniform Guidance, which requires accurate documentation and classification of costs for federal awards.
  • Recommended Follow-Up: Train staff on the accounting system's classing function and reorganize expense categories to ensure consistent classification of all grant funding.

Finding Text

Finding: 2022-01 – Functional Classification of Income and Expenses. Criteria: Title 2, Subtitle A, Chapter II, Part 200, Subpart E of the Uniform Guidance states “The accounting practices of the recipient and subrecipient must be consistent with these cost principles and support the accumulation of costs as required by these cost principles, including maintaining adequate documentation to support costs charged to the Federal award”. This includes having an accounting system structure that effectively records receipts and expenditures of program funds separately and consistently in the appropriate functional cost category for each program, award or grant. Condition: For the fiscal year ended December 31, 2022, the Organization did not utilize their accounting system effectively in the recordation of expenditures in order to easily identify individual grant expenditures. Grant expenditures were inconsistently applied across multiple grant classes, making it difficult to determine total grant expenditures by grant. Cause: The Organization did not understand how to appropriately use the classing system in their accounting software and did not classify expenses by function in a consistent manner. Effect: Reports identifying grant expenditures did not accurately accumulate expenditures by grant. Recommendation: We recommend the Organization become familiar with the proper utilization of the accounting system’s classing function and reorganize classes such that all grant funding can be consistently classified by grant. Alternatively, the Organization may prefer to utilize the project function of the system.

Corrective Action Plan

Management of the Organization will restructure all classes in the functional classing system, as well as utilize the project function, and consistently apply expenditures such that system reports accurately reflect income and expenditures by program / grant.

Categories

Subrecipient Monitoring Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1216732 2022-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.766 COMMUNITY FACILITIES LOANS AND GRANTS $207,064