Finding 1216603 (2024-011)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2026-06-04

AI Summary

  • Core Issue: The Final Expenditure Report for the ARP ESSER grant showed significant under-reporting of expenditures due to improper monitoring.
  • Impacted Requirements: Compliance with 2 CFR § 200.328 and the Ohio Department of Education Grants Manual regarding accurate financial reporting.
  • Recommended Follow-Up: The Treasurer should review and reconcile annual Final Expenditure Reports with underlying system data to ensure accurate reporting to the grantor.

Finding Text

Finding Number: 2024-010 Assistance Listing Number and Title: AL # 84.425 Education Stabilization Fund Federal Award Identification Number / Year: 2024 Federal Agency: U.S. Department of Education Compliance Requirement: Reporting Pass-Through Entity: Ohio Department of Education and Workforce Repeat Finding from Prior Audit? Yes Prior Audit Finding Number: 2023-010 Noncompliance and Material Weakness- Final Expenditure Reporting 2 CFR § 3474.1 gives regulatory effect to the Department of Education for 2 CFR § 200.328 which provides the Federal awarding agency may solicit only the standard, OMB-approved government wide data elements for collection of financial information. This information must be collected with the frequency required by the terms and conditions of the Federal award, but no less frequently than annually nor more frequently than quarterly except in unusual circumstances, for example where more frequent reporting is necessary for the effective monitoring of the Federal award or could significantly affect program outcomes, and preferably in coordination with performance reporting. The Ohio Department of Education Grants Manual requires, at the end of the grant period, that entities submit a final expenditure report (FER). A FER must be submitted to show how grant funds were expended during the grant period. The amounts by object code submitted by the District in the Final Expenditure Report for the American Rescue Plan Elementary and Secondary School Emergency Relief (ARP ESSER, AL # 84.425U), grant year 2024, varied from the underlying system data. Expenditures on the Final Expenditure report, object code 500 were under-reported $9,080, and object code 600 were under-reported $29,346. This variance was due to improper monitoring. The failure to properly report expenditures to the grantor can result in corrective action taken by the grantor and obfuscates the true nature of the grant’s use. The Treasurer should review the annual Final Expenditure Reports and verify the correct information is provided to the grantor. This information should be reconciled to the underlying system reports. Material Weakness and Noncompliance documented in Federal Finding 2024-008 in Section 3 above pertaining to ESSER funding contributed to the reporting error.

Corrective Action Plan

Finding Number: 2024-011 Planned Corrective Action: The district will strengthen procedures for preparing and reviewing Final Expenditure Reports to ensure all reported expenditures agree to the underlying accounting records and supporting documentation. The Treasurer will reconcile grant expenditures to system reports prior to submission and implement additional review procedures to ensure accurate and compliant federal reporting. Anticipated Completion Date: 05/31/2026 Responsible Contact Person: Ashley Miller

Categories

Subrecipient Monitoring Material Weakness Reporting

Other Findings in this Audit

  • 1216601 2024-009
    Material Weakness Repeat
  • 1216602 2024-010
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.425 EDUCATION STABILIZATION FUND $993,239
10.555 NATIONAL SCHOOL LUNCH PROGRAM $290,639
84.027 SPECIAL EDUCATION GRANTS TO STATES $227,793
10.553 SCHOOL BREAKFAST PROGRAM $151,243
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $106,211
10.579 CHILD NUTRITION DISCRETIONARY GRANTS LIMITED AVAILABILITY $41,878
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $35,438
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $34,689
84.358 RURAL EDUCATION $27,713
10.582 FRESH FRUIT AND VEGETABLE PROGRAM $27,214
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $5,396