Finding 1216578 (2024-002)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2026-06-04
Audit: 403057
Organization: Townspeople (CA)

AI Summary

  • Core Issue: The Organization failed to make all required monthly deposits to the Reserve for Replacement account, violating HUD funding requirements.
  • Impacted Requirements: Noncompliance with the Regulatory Agreement and HUD regulations may lead to increased oversight and operational restrictions.
  • Recommended Follow-Up: Management should establish monitoring procedures for timely deposits and communicate with HUD about plans to restore the reserve balance.

Finding Text

Finding 2024-002 – Noncompliance with Reserve for Replacement Funding Requirements Criteria The Regulatory Agreement and related HUD program requirements require the Organization to make monthly deposits to the Reserve for Replacement account in the amount specified by HUD. These funds are required to be maintained in a separate restricted account to provide for future capital repairs and replacements of the property. Condition During our audit, we noted the Organization did not make all required deposits to the Reserve for Replacement account during the fiscal year ended December 31, 2024. Cause Management indicated the Organization experienced cash flow limitations during the year and did not have adequate monitoring procedures in place to ensure compliance with HUD reserve funding requirements. Effect Failure to maintain the required Reserve for Replacement funding balance constitutes noncompliance with the Regulatory Agreement and HUD requirements. Continued noncompliance may result in increased HUD oversight, restrictions on operations, or other regulatory actions. Questioned Costs None noted. Recommendation We recommend management implement procedures to ensure required Reserve for Replacement deposits are made timely and that reserve balances are regularly monitored for compliance with HUD requirements. Management should also communicate with HUD and the lender, if applicable, regarding a plan to restore the reserve balance to the required level. Views of Responsible Officials and Planned Corrective Action Management acknowledges the finding and plans to improve monitoring of reserve funding requirements and cash flow projections to ensure timely future deposits. Management is also evaluating options to replenish the reserve account balance and will communicate corrective actions to HUD.

Corrective Action Plan

Management has implemented the following corrective actions: 1. Established a monthly reserve funding schedule that identifies required deposits and due dates. 2. Included replacement reserve funding requirements in the annual budgeting process and monthly financial review procedures. 3. Assigned responsibility to the Executive Director and Finance Committee to monitor compliance with reserve funding requirements. 4. Developed a plan to fund any reserve shortfall through future operating surpluses and/or approved funding sources.

Categories

Subrecipient Monitoring HUD Housing Programs Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1216563 2024-001
    Material Weakness Repeat
  • 1216564 2024-001
    Material Weakness Repeat
  • 1216565 2024-001
    Material Weakness Repeat
  • 1216566 2024-001
    Material Weakness Repeat
  • 1216567 2024-001
    Material Weakness Repeat
  • 1216568 2024-001
    Material Weakness Repeat
  • 1216569 2024-001
    Material Weakness Repeat
  • 1216570 2024-001
    Material Weakness Repeat
  • 1216571 2024-001
    Material Weakness Repeat
  • 1216572 2024-001
    Material Weakness Repeat
  • 1216573 2024-001
    Material Weakness Repeat
  • 1216574 2024-001
    Material Weakness Repeat
  • 1216575 2024-001
    Material Weakness Repeat
  • 1216576 2024-001
    Material Weakness Repeat
  • 1216577 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $1.30M
14.235 SUPPORTIVE HOUSING PROGRAM $240,000
14.241 HOUSING OPPORTUNITIES FOR PERSONS WITH AIDS $125,150
14.267 CONTINUUM OF CARE PROGRAM $119,486