Finding 1216448 (2025-006)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-06-03
Audit: 402958
Organization: Municipality of Yauco (PR)

AI Summary

  • Core Issue: The Program failed to submit required financial reports on time, missing both the 15-day and 90-day deadlines.
  • Impacted Requirements: Noncompliance with reporting standards set by 2 CFR Sections 200.328 and 200.329, as well as specific guidelines from ACUDEN.
  • Recommended Follow-Up: Enhance monitoring procedures to ensure timely submission of all financial reports, with corrective measures already in place for future compliance.

Finding Text

Finding Reference: 2025-006 Federal Agency: U.S. Department of Health and Human Services Federal Program Title and ALN: Child Care and Development Block Grant (CCDF Cluster) (ALN 93.575) Compliance Requirement: Reporting – Financial Reporting (L) (MW) Type of finding: Significant Deficiency in Internal Control (SD), Instance of Noncompliance (NC) Statement of Condition: During our audit procedures, we noted that during fiscal year 2024-2025, the Program did not submit the required accumulated expenditure reports within the 15-day reporting deadlines established. In addition, the final financial reports required under the award were not submitted within the 90-day deadline. Criteria Title 2 Code of Federal Regulations (CFR) Sections 200.328 and 200.329 require subrecipients to submit accurate, complete, and timely financial and performance reports in accordance with the terms and conditions of the Federal award. In addition, the subaward agreement and reporting guidelines issued by ACUDEN establish specific deadlines for the submission of required financial reports, including final reports. Cause of Condition: The condition resulted, in part, from resource constraints experienced by the Program during the fiscal year, which affected the timely preparation and submission of required financial reports to ACUDEN. Effect of Condition: The untimely submission of accumulated expenditure reports and final financial reports may impair the pass-through entity's ability to effectively monitor program activities and financial performance on a timely basis and resulted in noncompliance with the reporting requirements established under the award. Recommendation: We recommend that Program management strengthen its procedures for monitoring reporting requirements and deadlines to ensure that all required financial reports, including final reports, are submitted timely in accordance with the terms and conditions of the award. Questioned Costs: None Prior-Year Finding: This is a new finding. View of Responsible Official and Planned Corrective Action Plan: Management established corrective measures immediately upon identifying the deficiency related to the untimely submission of the required reports. The Municipality implemented formal procedures to monitor reporting deadlines and ensure the timely submission of reports required by ACUDEN. Management will continue monitoring compliance with these corrective measures to ensure the timely submission of reports in future periods. Implementation Date: July 1, 2026 Responsible Person Mrs. Mayra Ortiz Arroyo, Finance and Budget Director

Corrective Action Plan

Management established corrective measures immediately upon identifying the deficiency related to the untimely submission of the required reports. The Municipality implemented formal procedures to monitor reporting deadlines and ensure the timely submission of reports required by ACUDEN. Management will continue monitoring compliance with these corrective measures to ensure the timely submission of reports in future periods.

Categories

Subrecipient Monitoring

Other Findings in this Audit

  • 1216447 2025-006
    Material Weakness Repeat
  • 1216449 2025-007
    Material Weakness Repeat
  • 1216450 2025-007
    Material Weakness Repeat
  • 1216451 2025-007
    Material Weakness Repeat
  • 1216452 2025-007
    Material Weakness Repeat
  • 1216453 2025-007
    Material Weakness Repeat
  • 1216454 2025-007
    Material Weakness Repeat
  • 1216455 2025-007
    Material Weakness Repeat
  • 1216456 2025-007
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
97.030 COMMUNITY DISASTER LOANS $3.23M
20.507 FEDERAL TRANSIT FORMULA GRANTS $2.95M
84.287 TWENTY-FIRST CENTURY COMMUNITY LEARNING CENTERS $926,568
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $918,842
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $487,960
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $132,364
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $100,235
10.558 CHILD AND ADULT CARE FOOD PROGRAM $100,038
16.575 CRIME VICTIM ASSISTANCE $98,313
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $73,342
14.267 CONTINUUM OF CARE PROGRAM $51,689
97.067 HOMELAND SECURITY GRANT PROGRAM $38,105
14.241 HOUSING OPPORTUNITIES FOR PERSONS WITH AIDS $18,717
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $17,304