Finding 1216442 (2025-009)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2025
Accepted
2026-06-03

AI Summary

  • Core Issue: The District failed to provide documentation for $909.10 in payroll costs related to extra duty stipends, raising concerns about compliance with federal grant requirements.
  • Impacted Requirements: Costs must be necessary, reasonable, and adequately documented as per 2 CFR Part 200 Subpart E, which was not met in this case.
  • Recommended Follow-Up: The District should establish stronger procedures for approving and documenting payroll costs, ensuring all expenditures are reviewed and compliant before processing.

Finding Text

2025-009: ALLOWABLE COSTS/COST PRINCIPLES Program: Education Stabilization Fund Federal Assistance Listing Number: 84.425U Federal Agency: U.S. Department of Education Pass-Through Agency: Arizona Department of Education Grantor Number: 21FESIII-111427-01A Questioned Costs: $909.10 Type of Finding: Noncompliance (Other Matter), significant deficiency in internal control Compliance Requirement: B. Allowable Costs/Cost Principles Condition: During testing of payroll disbursements charged to the Education Stabilization Fund (ESSER III) program, we noted that for two of 9 transactions tested, the District was unable to provide documentation demonstrating that extra duty stipends were properly approved and allowable under the grant. The total amount associated with these transactions was $909.10. Criteria or Specific Requirement: In accordance with 2 CFR Part 200 Subpart E, costs charged to federal awards must be necessary, reasonable, allocable, and adequately documented. Payroll costs must be supported by appropriate documentation demonstrating that the costs were properly authorized and allowable under the terms and conditions of the federal program. Cause: The deficiency was due to improper grant management, including insufficient procedures to ensure payroll expenditures charged to federal programs are properly reviewed, approved, and supported with adequate documentation. Effect: The District was unable to demonstrate that certain payroll expenditures were allowable under the ESSER III program. This increases the risk that unallowable costs may be charged to the federal program and may result in potential disallowance of funds. Repeat Finding: No. Recommendation: The District should implement procedures to ensure all payroll costs charged to federal programs are properly approved, supported, and reviewed prior to processing. Documentation supporting approval and allowability should be maintained and available for audit. We also recommend grant management oversight is properly implemented to ensure budget capacity and the available grant funding is spent during the allowable period. Views of Responsible Officials: The District’s corrective action plan, presented in a separate document, includes the views and planned corrective actions of its responsible officials. We did not audit these responses and, accordingly, express no opinion or assurance on them.

Corrective Action Plan

2025-009: ALLOWABLE COSTS/COST PRINCIPLES Program: Education Stabilization Fund Federal Assistance Listing Number: 84.425U Federal Agency: U.S. Department of Education Pass-Through Agency: Arizona Department of Education Grantor Number: 21FESIII-111427-01A Questioned Costs: $909.10 Type of Finding: Noncompliance (Other Matter), significant deficiency in internal control Compliance Requirement: B. Allowable Costs/Cost Principles Condition: During testing of payroll disbursements charged to the Education Stabilization Fund (ESSER III) program, we noted that for two of 9 transactions tested, the District was unable to provide documentation demonstrating that extra duty stipends were properly approved and allowable under the grant. The total amount associated with these transactions was $909.10. Action planned in response to finding: The District will implement procedures to ensure all payroll expenditures charged to federal programs are properly authorized, supported, and allowable prior to processing, including requiring documented approval for all stipends and maintaining adequate supporting documentation. The District will also strengthen oversight over grant management by assigning responsibility for reviewing grant expenditures and monitoring grant budgets on an ongoing basis to ensure costs are appropriate, within approved budgets, and charged to the correct program. Planned completion date for corrective action plan: For the period ending June 30, 2026. Name of the contact person responsible for corrective action: Roman Soltero, Superintendent

Categories

Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Programs in Audit

ALN Program Name Expenditures
84.425 EDUCATION STABILIZATION FUND $216,591
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $143,997
84.027 SPECIAL EDUCATION GRANTS TO STATES $100,652
84.358 RURAL EDUCATION $61,051
10.553 SCHOOL BREAKFAST PROGRAM $54,714
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $26,749
10.555 NATIONAL SCHOOL LUNCH PROGRAM $22,287
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $14,294
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $8,300
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $5,196
84.060 INDIAN EDUCATION GRANTS TO LOCAL EDUCATIONAL AGENCIES $4,502
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $303