Finding 1216309 (2025-001)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2025
Accepted
2026-06-01

AI Summary

  • Core Issue: The single audit submission for the Medical Assistance Program was filed late due to incomplete management signatures.
  • Impacted Requirements: This delay violates the requirement to submit audit documents within nine months after the fiscal year-end, leading to potential noncompliance with Uniform Guidance.
  • Recommended Follow-Up: Implement new policies to ensure timely submissions and enhance oversight, with a goal to complete audits by the end of the second quarter following year-end.

Finding Text

Finding Number: 2025-001 Significant Deficiency – Internal Control over Compliance Federal Award: No. 93.778 Medical Assistance Program - Multipurpose Senior Services Program Federal Agency: United States Department of Health and Human Services Pass-Through Entity: California Department of Aging Criteria or Specific Requirement: Single audit submissions, including the data collection form, are required to be filed within nine months after fiscal year-end. Condition: The single audit submission was not completed and not filed within nine months of year-end. Cause: The single audit and data collection form was completed timely; however, it was submitted late due to management’s incomplete signature requirement. Effect or Potential Effect: Noncompliance with Uniform Guidance. Questioned Costs: None. Context: During the year under audit, the issue represents an isolated problem. Recommendation: Policies and procedures should be designed and implemented to ensure compliance with Uniform Guidance is ensuring the single audit and data collection form is submitted on time. View of Responsible Officials: In response to finding number 2025-001, there is no disagreement with the audit finding. Management has hired a new Finance Director, who will strengthen oversight of financial reporting and internal controls. Management will implement a more structured and timely year-end close process, with a goal of completing the fiscal year end close within the first quarter following year end. With the improved close timeline, Health Projects Center aims to complete the annual audit by the end of the second quarter. The Corrective Action Plan is estimated to be completed at fiscal year-end 2026.

Corrective Action Plan

Finding Number: 2025-001 Significant Deficiency -Internal Control over Compliance Planned Corrective Action Plan: Health Projects Center will address the finding by talcing the steps outlined below: 1. As of November 2025, Health Projects Center has hired a new Finance Director to strengthen oversight of financial reporting and internal controls. This role will be responsible for ensuring timely and accurate financial close processes and supporting audit readiness. 2. Health Projects Center will implement a more structured and timely year-end close process, with the goal of completing the fiscal year close within the first quarter following year-end. With the improved close timeline, Health Projects Center aims to complete the annual audit by the end of the second quarter. Person Responsible for Corrective Action Plan: John Beleutz, Executive Director Anticipated Date of Completion: June 30, 2026 fiscal year-end

Categories

Internal Control / Segregation of Duties Subrecipient Monitoring Reporting Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.778 GRANTS TO STATES FOR MEDICAID $2.21M
93.107 AREA HEALTH EDUCATION CENTERS $157,539
93.052 NATIONAL FAMILY CAREGIVER SUPPORT, TITLE III, PART E $81,252
93.917 HIV CARE FORMULA GRANTS $73,195