Finding 1216230 (2024-008)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2026-06-01
Audit: 402736
Organization: Barclay College (KS)
Auditor: CAPINCROUSE LLC

AI Summary

  • Core Issue: Discrepancies between Pell and Federal Direct Loans disbursement dates and amounts reported to COD.
  • Impacted Requirements: Compliance with federal regulations (34 CFR 668.164, 685.300(b)(5), 685.301(a)(2), 690.83) regarding accurate reporting and reconciliation.
  • Recommended Follow-Up: Establish monthly reconciliation procedures for FDL and Pell disbursements to ensure timely identification of errors.

Finding Text

Common Origination and Disbursement (COD) Reporting and Reconciliations Material Weakness DEPARTMENT OF EDUCATION ALN #: 84.268 Federal Direct Loans, 84.063 Pell Grants Federal Award Identification #: 2023-2024 Financial Aid Year Condition: The dates and amounts that Pell and Federal Direct Loans (FDL) awards were posted to student accounts did not always agree to disbursement records reported to Common Origination and Disbursement (COD). Reconciliations between COD and disbursements to student accounts were not performed regularly. Criteria: 34 CFR 668.164, 34 CFR 685.300(b)(5), 34 CFR 685.301(a)(2) and 34 CFR 690.83 Questioned Costs: $0 Context: Out of 22 students tested, 20 students did not have the correct disbursement dates for both Fall and Spring terms. Cause: Reconciliations of College records to COD were not completed regularly so the errors between the two systems were not identified in a timely manner. Effect: Inaccurate reporting of disbursements to COD can impact accrued interest for FDL as well as the monitoring of Pell lifetime limits and FDL aggregate limits for subsidized and unsubsidized loans. Identification as repeat finding, if applicable: 2022-006, 2023-010 Recommendation: We recommend the College implement procedures to reconcile monthly FDL and Pell disbursements to student accounts with disbursements reported to COD. Views of Responsible Officials and Planned Corrective Action: Management agrees with the finding. See corrective action plan.

Corrective Action Plan

Common Origination and Disbursement (COD) Reporting and Reconciliations Planned Corrective Action: Procedures will be implemented to monthly reconcile FDL and Pell disbursements to student accounts with disbursements reported to COD. Person Responsible for Corrective Action Plan: Lori Larsh, Vice President for Business Services Anticipated Date of Completion: 07/31/2026

Categories

Student Financial Aid Reporting Subrecipient Monitoring Material Weakness

Other Findings in this Audit

  • 1216216 2024-004
    Material Weakness Repeat
  • 1216217 2024-004
    Material Weakness Repeat
  • 1216218 2024-004
    Material Weakness Repeat
  • 1216219 2024-004
    Material Weakness Repeat
  • 1216220 2024-004
    Material Weakness Repeat
  • 1216221 2024-005
    Material Weakness Repeat
  • 1216222 2024-005
    Material Weakness Repeat
  • 1216223 2024-005
    Material Weakness Repeat
  • 1216224 2024-005
    Material Weakness Repeat
  • 1216225 2024-005
    Material Weakness Repeat
  • 1216226 2024-006
    Material Weakness Repeat
  • 1216227 2024-006
    Material Weakness Repeat
  • 1216228 2024-007
    Material Weakness Repeat
  • 1216229 2024-008
    Material Weakness Repeat
  • 1216231 2024-009
    Material Weakness Repeat
  • 1216232 2024-009
    Material Weakness Repeat
  • 1216233 2024-010
    Material Weakness Repeat
  • 1216234 2024-010
    Material Weakness Repeat
  • 1216235 2024-010
    Material Weakness Repeat
  • 1216236 2024-010
    Material Weakness Repeat
  • 1216237 2024-010
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $722,969
84.063 FEDERAL PELL GRANT PROGRAM $524,882
84.033 FEDERAL WORK-STUDY PROGRAM $40,692
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $16,092
84.379 TEACHER EDUCATION ASSISTANCE FOR COLLEGE AND HIGHER EDUCATION GRANTS (TEACH GRANTS) $1,886