Finding 1216151 (2025-004)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-05-29
Audit: 402625
Organization: Gratz College (PA)
Auditor: KREISCHER MILLER

AI Summary

  • Core Issue: The College did not refund credit balances to students on time, violating federal requirements.
  • Impacted Requirements: Refunds must be issued within 14 days of the first day of class unless authorized to hold balances.
  • Recommended Follow-Up: Establish new procedures and controls to ensure timely processing of refunds.

Finding Text

Finding 2025-004 Federal Assistance Listing Number: 84.268 Subprogram Number(s): 84.268 Federal Agency: U.S. Department of Education Program Name: Federal Direct Student Loans Type(s) of Compliance Requirements: Special Tests and Provisions Type of Finding: Internal Control over Compliance – Significant Deficiency; Noncompliance Criteria: Under the disbursement to or on behalf of students requirements, credit balances are to be paid to the student or parent borrower (1) within 14 days after (a) the first day of class of a payment period if the credit balance occurred on or before that day, or (b) the balance occurred if that was after the first day of class; or (2) if the institution obtained an authorization to hold credit balances and was not on the reimbursement or heightened cash monitoring payment methods, by the end of the loan period or last payment period in the award year for which the funds were awarded. Condition: In two separate instances, the College refunded credit balances 112 days and 22 days after the first day of class without authorization to hold the balances. Cause: The College failed to process the refunds in a timely manner. Effect: The College is noncompliant with the requirements of the Student Financial Aid program. Identification of a Repeat Finding: 2024-002 Recommendation: We recommend that the College develop procedures and related controls to ensure a timely processing of the refunds.

Corrective Action Plan

Finding 2025-004 Corrective Action Plan The Finance team will collaborate with the Director of Financial Aid and the Registrar to strengthen the format of notifications so that credit balances are paid to the students or parent borrowers within the required timeframe as outlined in the Federal Direct Student Loans Program. The corrective action plan is anticipated to be completed on or before August 31, 2026. Names of Contact People Responsible for Corrective Action Jeanne Cavalieri-Grover –Director of Fiancial Aid Thomas R. Cipriano, Jr. – Manager of Business Operations and Facilities Karen West – Coordinator of Student Billing Jade Jackman – Registrar

Categories

Special Tests & Provisions Subrecipient Monitoring Cash Management Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1216152 2025-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $1.11M
84.063 FEDERAL PELL GRANT PROGRAM $42,055