Finding 1215593 (2025-001)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-05-27
Audit: 402286
Organization: Winter Grove, Inc. (CT)
Auditor: COHNREZNICK

AI Summary

  • Core Issue: Project funds were improperly used for expenses unrelated to HUD operations, leading to noncompliance.
  • Impacted Requirements: HUD regulations mandate that funds be used only for necessary Project expenses and require timely reimbursement for ineligible disbursements.
  • Recommended Follow-Up: Management should ensure immediate reimbursement and implement procedures to restrict payments to eligible Project-specific costs.

Finding Text

Finding No. 2025-001 Department of Housing and Urban Development Federal Assistance Listing Number 14.157 Supportive Housing for the Elderly (Section 202) Criteria HUD regulations require that Project funds be used solely for reasonable and necessary expenses of the Project. Project funds must not be used to pay costs associated with other HUD or non‑HUD properties. Any ineligible disbursements must be promptly reimbursed to the Project. Condition During the year ended December 31, 2025, Project funds were used to pay an expense that was not related to the operations of the HUD‑assisted Project. Management identified the improper disbursement; however, the funds were not reimbursed to the Project in a timely manner after discovery. Cause Review procedures were not in place to ensure that cash disbursements of Project funds were limited to Project operating costs. Additionally, management did not ensure immediate reimbursement once the error was identified. Effect or Potential Effect While the issue was identified internally, reimbursement was not completed promptly, which extended the period during which Project funds were unavailable for allowable operating expenses and resulted in noncompliance with HUD requirements governing the use of Project funds. Questioned Costs $305 Context Management identified the improper transaction involving Project funds. Upon discovery, the transaction was appropriately recorded as a receivable. However, corrective action was not completed within the timeframe expected under HUD requirements, resulting in continued noncompliance. Identification as a Repeat Finding This is not a repeat finding. Recommendation Management should immediately reimburse the amount due to the Project and establish procedures to ensure that only eligible Project-specific expenses are paid from Project accounts. Auditor Noncompliance Code: G - Unauthorized loans from project funds Finding Resolution Status: Completed Views of Responsible Officials and Planned Corrective Actions Management agrees with the finding and has reimbursed the Project.

Corrective Action Plan

Project Legal Name: Winter Grove, Inc. HUD Project No.: 017-EE118 Audit Firm: Cohn Reznick Period covered by the audit: 12/31/2025 Corrective Action Plan prepared by: Name: Arlene Lawrence Position: Chief Financial Officer Telephone Number: 203-562-4514 The following is a recommended format to be followed by the auditee for preparing a corrective action plan: 1. Finding 2025-001 a. Comments on the Finding and Each Recommendation During the year ended December 31, 2025, the Corporation paid expenses in the amount of $305 on behalf of an affiliate from project cash without HUD approval. The amount due to the Project as of December 31, 2025 is $305. b. Action(s) Taken or Planned on the Finding This finding has been corrected and the affiliate reimbursed the property within the first quarter of 2026.

Categories

Cash Management Eligibility HUD Housing Programs Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1215592 2025-001
    Material Weakness Repeat
  • 1215594 2025-002
    Material Weakness Repeat
  • 1215595 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.157 SUPPORTIVE HOUSING FOR THE ELDERLY $300,947