Finding 1214739 (2023-006)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2026-05-15

AI Summary

  • Core Issue: Missing signed sublease and master lease agreements for 11 out of 22 tenant files raises concerns about compliance with documentation requirements.
  • Impacted Requirements: While no noncompliance was identified, the lack of lease agreements could lead to discrepancies in rent payments compared to local rates.
  • Recommended Follow-Up: Implement a standardized checklist to ensure all required lease documents are obtained and maintained for each tenant file.

Finding Text

Criteria: When grants are used to pay for rent for all or a part of a structure, the rent paid must be reasonable in relation to rents being charged in the area for comparable space. As part of their internal control policies, the Organization requires that the following documents are included within the tenant file: signed sublease agreement between the Organization and member/tenant and signed master lease agreement between the tenant and landlord. Condition: We were unable to obtain both the signed sublease agreement and master lease agreement for 11 of the 22 tenant files selected for testing. Of those 11 files, there was 1 file where we were unable to obtain either the signed sublease agreement or master lease agreement. The Compliance Supplement does not specify that lease agreements must be examined to verify the rent paid is reasonable in relation to rents being charged in the area for comparable space. In addition, allowable costs/cost principles and activities allowed or unallowed is not applicable to the Continuum of Care Program. Therefore, no instances of noncompliance were identified. Cause: There was a change in personnel within the housing department. Also, the department relocated to a new building during the prior fiscal year and were still getting organized. Effect: While we were able to validate for our selections the rent paid was reasonable in relation to rents being charged in the area for a comparable space for the population tested, there is the potential that the amount being paid on behalf of the tenant is not in line with the agreed upon rate if lease agreements are not retained. Repeat Finding: Prior year finding 2022-006. Recommendation: The Organization should implement procedures to ensure that tenant files include all of the required documentation to support that the rent paid is reasonable in relation to rents being charged in the area for comparable space. Response: To ensure both subleases and master leases are obtained and properly uploaded to each tenant’s electronic file, a standardized checklist is now used at lease signing and annual recertification. Additionally, the Organization has taken steps to strengthen its documentation and retention procedures to ensure all required lease documents are properly maintained and readily accessible going forward.

Corrective Action Plan

For 11 of 22 tenant files selected for testing, the Organization was unable to provide both the signed sublease agreement and the master lease agreement. One file lacked both documents. Although the Compliance Supplement does not require these documents for determining rent reasonableness under the Continuum of Care Program, the Organization’s internal policies require them. Management acknowledges the condition noted. While the Compliance Supplement does not require examination of lease agreements for this program and no instances of noncompliance were identified, we agree that maintaining complete tenant files—including signed sublease agreements and master lease agreements—is an important internal control to support documentation of rent reasonableness and compliance with our own policies. The missing documents resulted from inconsistent file maintenance during the audit period. The Organization has taken steps to strengthen its documentation and retention procedures to ensure all required lease documents are properly maintained and readily accessible going forward.

Categories

Allowable Costs / Cost Principles Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1214727 2023-005
    Material Weakness Repeat
  • 1214728 2023-005
    Material Weakness Repeat
  • 1214729 2023-005
    Material Weakness Repeat
  • 1214730 2023-005
    Material Weakness Repeat
  • 1214731 2023-005
    Material Weakness Repeat
  • 1214732 2023-005
    Material Weakness Repeat
  • 1214733 2023-005
    Material Weakness Repeat
  • 1214734 2023-005
    Material Weakness Repeat
  • 1214735 2023-006
    Material Weakness Repeat
  • 1214736 2023-006
    Material Weakness Repeat
  • 1214737 2023-006
    Material Weakness Repeat
  • 1214738 2023-006
    Material Weakness Repeat
  • 1214740 2023-007
    Material Weakness Repeat
  • 1214741 2023-007
    Material Weakness Repeat
  • 1214742 2023-007
    Material Weakness Repeat
  • 1214743 2023-007
    Material Weakness Repeat
  • 1214744 2023-007
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.224 HEALTH CENTER PROGRAM $2.48M
93.696 CERTIFIED COMMUNITY BEHAVIORAL HEALTH CLINIC EXPANSION GRANTS $785,645
93.527 GRANTS FOR NEW AND EXPANDED SERVICES UNDER THE HEALTH CENTER PROGRAM $310,252
14.267 CONTINUUM OF CARE PROGRAM $189,138
93.498 PROVIDER RELIEF FUND AND AMERICAN RESCUE PLAN (ARP) RURAL DISTRIBUTION $87,738
93.788 OPIOID STR $37,956
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $20,115