Finding 1214693 (2025-002)

Material Weakness Repeat Finding
Requirement
G
Questioned Costs
-
Year
2025
Accepted
2026-05-15

AI Summary

  • Core Issue: The Organization failed to maintain adequate internal controls for compliance with cost-sharing and level-of-effort requirements under the Homeless Challenge Grant.
  • Impacted Requirements: Cash matching funds included unallowable costs, documentation for level-of-effort was incomplete, and not all service benchmarks were met.
  • Recommended Follow-Up: Strengthen internal review controls to ensure allowable cost-sharing, complete documentation, and ongoing monitoring of program benchmarks.

Finding Text

Cost Sharing and Level of Effort Federal Agency: U.S. Department of Health and Human Services Federal Program Name: Homeless Challenge Grant Assistance Listing Number: 93.558 Federal Award Identification Number and Year: IP004 - 2025 Pass-Through Agency: Palm Beach County Board of County Commissioners Award Period: July 1, 2024 – June 30, 2025 Type of Finding: • Material Weakness in Internal Control over Compliance • Material Noncompliance (Modified Opinion) Criteria: Cash amounts reported as cost sharing may not be included as a cost or used to meet cost sharing or matching requirements of any other federally financed program. In addition, recipients are required to document and meet all level‑of‑effort requirements and maintain documentation demonstrating compliance with program service requirements as specified in the grant agreement. Condition: During testing, the Organization did not maintain adequate internal controls to ensure compliance with cost‑sharing and level‑of‑effort requirements under the Homeless Challenge Grant. Specifically, costs reported as cash matching funds included amounts paid with other federal funds, required level‑of‑effort documentation was incomplete or not reviewed, and the Organization did not meet all required service and effort benchmarks during the grant period. Questioned costs: $24,473 of the $43,664 expenses reported to the grantor were unallowable as determined by the financial reports received. Context: Audit testing identified multiple compliance failures related to cost sharing and level‑of‑effort requirements. Of the expenses reported as cash matching funds, $24,473 were paid using other federal funds. Additionally, documentation supporting required level‑of‑effort measures was incomplete, and 3 of 6 required effort benchmarks were not met during the grant period. Cause: The Organization lacked sufficient review controls and monitoring procedures to ensure that cost‑sharing expenditures were allowable, level‑of‑effort documentation was complete, and required program benchmarks were achieved. Effect: Failure to comply with cost‑sharing and level‑of‑effort requirements could, at the grantor’s discretion, jeopardize current or future funding and result in disallowed costs. Repeat finding: No Recommendation: Management should strengthen internal review controls to ensure that cost‑sharing expenditures are allowable, level‑of‑effort requirements are fully documented and reviewed, and program benchmarks are monitored throughout the grant period to ensure compliance with grant requirements. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

U.S. Department of Health and Human Services-Assistance Listing No. 93.558 Recommendation: Management should strengthen internal review controls to ensure that cost-sharing expenditures are allowable, level-of-effort requirements are fully documented and reviewed, and program benchmarks are monitored throughout the grant period to ensure compliance with grant requirements. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Catholic Charities of the Diocese of Palm Beach is strengthening its grant compliance procedures for the Homeless Challenge Grant. Management is implementing formal processes to separately track allowable match sources, verify that proposed cost-sharing expenditures are non-federal and otherwise allowable prior to inclusion in grant reporting, and maintain supporting documentation for all level-of-effort calculations and compliance measures. In addition, management will conduct periodic grant compliance meetings between program and finance personnel to review benchmark attainment, cost-sharing requirements, and reporting obligations. Program leadership will certify compliance with applicable benchmarks and level-of-effort requirements prior to submission of related grant reports. These measures are intended to improve grant compliance oversight and reduce the risk of future noncompliance. Name(s) of the contact person(s) responsible for corrective action: Carol Rodriguez, Program Development & Quality Director; Marc Hopin, Finance Director; and Rocio Lopez, Program Director Planned completion date for corrective action plan: June 30, 2026

Categories

Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1214694 2025-003
    Material Weakness Repeat
  • 1214695 2025-004
    Material Weakness Repeat
  • 1214696 2025-005
    Material Weakness Repeat
  • 1214697 2025-005
    Material Weakness Repeat
  • 1214698 2025-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.567 REFUGEE AND ENTRANT ASSISTANCE VOLUNTARY AGENCY PROGRAMS $281,830
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $210,589
16.320 SERVICES FOR TRAFFICKING VICTIMS $163,233
93.598 SERVICES TO VICTIMS OF A SEVERE FORM OF TRAFFICKING $81,381
97.024 EMERGENCY FOOD AND SHELTER NATIONAL BOARD PROGRAM $80,023
16.575 CRIME VICTIM ASSISTANCE $5,698
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $4,659