Finding 1214614 (2024-010)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2026-05-13
Audit: 401284
Organization: Town of Saugerties (NY)
Auditor: RBT CPAS LLP

AI Summary

  • Core Issue: The PHA failed to submit required financial reports and SEMAP performance data to HUD on time.
  • Impacted Requirements: Compliance with 24 CFR section 985.3(h) and grant agreements for timely reporting.
  • Recommended Follow-Up: Implement procedures to ensure timely preparation and submission of all required financial documentation.

Finding Text

Finding 2024-010 Reporting – Compliance and Internal Control U.S. Department of Housing and Urban Development 14.871 – Section 8 Housing Choice Voucher Condition: During review of the Housing Choice Voucher program, RBT noted that the PHA did not submit timely GAAP-based unaudited and audited financial information to HUD after year end, within two and a half months for unaudited, and nine months for audited. RBT also noted that the PHA did not submit the SEMAP performance reporting. Criteria: As a condition of receiving federal awards, the Town agrees to comply with 24 CFR section 985.3(h), and the provisions of grant agreements and contracts, and to also maintain internal controls to provide reasonable assurance of compliance with these requirements. Cause: The Town did not have controls in place to ensure that appropriate audit ready information/documentation was available in order for the unaudited FDS submission and audit to be conducted in a timely manner. The Executive Director was not aware of the annual SEMAP reporting requirement. Effect: Potential loss of funding due to noncompliance. Questioned Costs: None identified. Perspective: The GAAP-based unaudited and audited information and the SEMAP reporting were not filed timely. Repeat Finding: Repeat Finding of 2023-010. Recommendation: We recommend that the Town implement procedures to ensure that all required information/documentation is prepared timely such that the Town can submit the unaudited and audited financial information to HUD timely. Auditee’s Response: See corrective action plan.

Corrective Action Plan

Finding 2024-010 -Reporting Auditee's Response and Planned Corrective Action The town will work with the Public Housing administrator to implement a system to complete and file the unaudited fmancial information within two and a half months, and with the independent audit frrm to file within nine months. Planned Implementation Date of Corrective Action: January 2025 Person Responsible for Corrective Action: Fred Costello, Town Supervisor

Categories

HUD Housing Programs

Other Findings in this Audit

  • 1214615 2024-011
    Material Weakness Repeat
  • 1214616 2024-012
    Material Weakness Repeat
  • 1214617 2024-013
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $1.53M
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $194,783