Finding 1213987 (2025-001)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2026-05-07

AI Summary

  • Core Issue: The School District lacked proper internal controls to maintain documentation for procurement transactions, specifically for a contract renewal in fiscal year 2025.
  • Impacted Requirements: Non-compliance with 2 C.F.R. § 200.318(a) and § 200.320, which mandate documented procurement procedures and record-keeping for procurement history.
  • Recommended Follow-Up: Review and update procurement policies to ensure adherence to regulations and maintain documentation for all procurement activities to promote open competition.

Finding Text

2 C.F.R. § 3474.1 gives regulatory effect to the Department of Education for 2 C.F.R. § 200. 2 C.F.R. § 200.318(a) requires that the recipient or subrecipient must maintain and use documented procedures for procurement transactions under the Federal award or subaward, including for acquisition of property or services. These documented procurement procedures must be consistent with State, local, and tribal laws and regulations and the standards identified in §§ 200.317 through 200.327. 2 C.F.R. § 200.318(i) requires that the recipient or subrecipient must maintain records sufficient to detail the history of each procurement transaction. These records must include the rationale for the procurement method, contract type selection, contractor selection or rejection, and the basis for the contract price. 2 C.F.R § 200.320 provides three types of procurement methods: informal procurement methods (for micro-purchases and simplified acquisitions); formal procurement methods (through sealed bids or proposals); and noncompetitive procurement methods. For any of these methods, the recipient or subrecipient must maintain and use documented procurement procedures. 2 C.F.R. § 200.320(a)(2) provides the requirements for simplified acquisitions. The aggregate dollar amount of the procurement transaction is higher than the micro-purchase threshold but does not exceed the simplified acquisition threshold. If simplified acquisition procedures are used, price or rate quotations must be obtained from an adequate number of qualified sources. New Philadelphia City School District Federal Purchasing Procedures documents small purchases are those from $10,001 to $25,000. The policy stipulates that quotes for small purchases must be obtained from at least two vendors. Quotes may be obtained in writing, verbally, or from a website. Documentation of all quotes must be maintained. While price must be a consideration, other criteria such as quality, availability, service and expertise must also be considered. The rational for the recommended vendor must be documented on the Rubric. The School District did not have the proper internal controls in place to maintain supporting documentation for the procurement history for one of the three selected vendors. During fiscal year 2025 the School District made one procurement falling within the simplified acquisition dollar threshold (formerly referred to as a small purchase) which was for the renewal of a contract for individualized education instruction (IEP) software. However, documentation was not available to support the procurement process for this fiscal year 2025 purchase. Failing to have appropriate controls in place may result in the School District not entering procurement transactions with the most appropriate vendor. The School District should review their policies and procedures and take steps necessary to ensure that procurement procedures are properly followed. The School District should also ensure they comply with the applicable Uniform Guidance requirements, ensuring open competition through procurement.

Corrective Action Plan

The District is in the process of updating the Federal Procurement Procedures with the new thresholds that were issued in September. The District will get quotes for all items purchased with Federal funding in the future to avoid future findings. New Philadelphia City School District makes every effort to procure items based on the policies and procedures in place. We also follow the Uniform Guidance to the best of our ability.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1213984 2025-001
    Material Weakness Repeat
  • 1213985 2025-001
    Material Weakness Repeat
  • 1213986 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.555 NATIONAL SCHOOL LUNCH PROGRAM $858,962
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $655,076
84.027 SPECIAL EDUCATION GRANTS TO STATES $596,063
10.553 SCHOOL BREAKFAST PROGRAM $215,721
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $116,691
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $59,318
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $37,454
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $24,542
84.425 EDUCATION STABILIZATION FUND $12,771