Finding 1213933 (2024-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2026-05-06

AI Summary

  • Core Issue: Alliance for Rights and Recovery, Inc. did not submit the required Data Collection Form for the 2023 audit, leading to noncompliance.
  • Impacted Requirements: Federal guidelines mandate submission of the Data Collection Form within 30 days of the auditor's report or nine months post-audit period.
  • Recommended Follow-Up: Implement a process for timely preparation and submission of the Data Collection Form, including tracking deadlines and management review.

Finding Text

2024-001 – Data Collection Forms Condition: Alliance for Rights and Recovery, Inc. did not certify or submit the required Data Collection Form for the fiscal year ended December 31, 2023 related to the 2023 Single Audit. As of the date of our 2024 audit, the Data Collection Form and accompanying reporting package remain unsubmitted. Criteria: Under federal reporting requirements, auditees must submit the Data Collection Form and reporting package to the Federal Clearinghouse within the earlier of 30 days after receipt of the auditor’s report or nine months after the end of the audit period. The submission must include certification by both the auditee and the auditor. Effect: Failure to submit the Data Collection Form results in material noncompliance with Uniform Guidance reporting requirements. This may delay federal oversight activities and could put the organization at risk for additional monitoring or restrictions by funding agencies. Cause: Alliance for Rights and Recovery, Inc. did not have an effective process in place to monitor federal reporting deadlines and ensure timely completion of the Data Collection Forms. Recommendation: We recommend that the organization implement procedures to ensure the timely preparation, certification, and submission of the annual Data Collection Form and reporting package. This should include assigning responsibility for tracking deadlines, establishing a completion checklist, and documenting management review prior to submission. Response: Alliance for Rights and Recovery, Inc. agrees with the finding and will implement procedures to address the recommendation in 2025.

Corrective Action Plan

2024-001 – Data Collection Forms Finding: Our audit procedures noted Alliance for Rights and Recovery, Inc. did not certify or submit the required Data Collection Form for the fiscal year ended December 31, 2023 related to the 2023 Single Audit. As of the date of our 2024 audit, the Data Collection Form and accompanying reporting package remain unsubmitted. Recommendation: We recommend that the organization implement procedures to ensure the timely preparation, certification, and submission of the annual Data Collection Form and reporting package. This should include assigning responsibility for tracking deadlines, establishing a completion checklist, and documenting management review prior to submission. Action Taken: The Agency will assign the CFO the responsibility of reviewing all 9melines and documents needed for the annual audit.

Categories

Subrecipient Monitoring Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1213932 2024-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.958 BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES $2.46M