Finding 1213876 (2025-005)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-05-06
Audit: 400711
Organization: Vandercook College of Music (IL)

AI Summary

  • Core Issue: The College's internal controls for reporting disbursement dates to the COD system are ineffective, leading to discrepancies in 17 out of 32 cases.
  • Impacted Requirements: The College failed to comply with the Department of Education's requirement to report disbursement dates within 15 days, affecting accurate interest calculations for students.
  • Recommended Follow-Up: The College should review and improve its procedures for reporting to COD to ensure timely and accurate student information.

Finding Text

Federal Agency: Department of Education Federal Program Title: Student Financial Assistance Cluster ALN Numbers: 84.268, 84.063, 84.379 Award Period: August 1, 2024 through July 31, 2025 Type of Finding: • Significant Deficiency in Internal Control Over Compliance • Other Matters Criteria or Specific Requirement: The Department of Education requires the Institute to report the disbursement dates and amounts to the Common Origination and Disbursement (COD) system within 15 days of disbursing Pell (34 CFR 690.83(b)(2) and Direct Loan (34 CFR 685.309) funds to a student. Condition: During our testing, we noted that the College's internal controls over COD reporting were not operating effectively. For 17 out of 32 disbursements, CLA noted that the COD disbursement date did not match the date the student was disbursed per their student account detail. For 15 out of 32 disbursements, CLA noted that the COD disbursement date was before the disbursement date per each student's account detail. For 5 out of 32 disbursements, the applied date was not reported timely and was outside of the allowed 15-day period after disbursing the student's award. Questioned Costs: None Context: During our testing, we noted the College did not have proper procedures in place to verify the dates sent to COD are timely and accurate. Cause: The College does not have a process in place to accurate report Unsubsidized Loan disbursements to COD. Effect: Students interest accrues based on disbursement date reported to COD, thus interest calculation could be skewed due to the discrepancy in disbursement dates reported. Repeat Finding: No Recommendation: We recommend the College evaluate its procedures and policies around reporting to COD to ensure that student information is reported accurately. Views of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

Student Financial Assistance Cluster – Assistance Listing No. 84.268, 84.063, 84.379 Recommendation: We recommend the College reevaluate its procedures, and review policies surrounding controls implemented for COD reporting. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: The College is currently implementing a process in which disbursement dates within the SIS matches all dates within COD’s Award Disbursements Information Disbursement Date. This will be done within the Batch record by utilziing the date the batch was processed as “Funds Deposited” instead of the initial “anticipated” award date. The adjustment will ensure that all dates match as the official date the fund was credited to the student’s account. Review of existing prociedures will be conducted regarding the COD disbursement controls. The importance of accurate documentation and actual disbursement dates within the SIS will be emphasized. All disbursmeent dates will be reviewed and reconcilled by the Director of Financial Aid ensuring timely and accurate reporting. Name(s) of the contact person(s) responsible for corrective action: Walter Thompson Planned completion date for corrective action plan: July 2026

Categories

Student Financial Aid Reporting Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1213872 2025-005
    Material Weakness Repeat
  • 1213873 2025-005
    Material Weakness Repeat
  • 1213874 2025-005
    Material Weakness Repeat
  • 1213875 2025-005
    Material Weakness Repeat
  • 1213877 2025-006
    Material Weakness Repeat
  • 1213878 2025-006
    Material Weakness Repeat
  • 1213879 2025-006
    Material Weakness Repeat
  • 1213880 2025-006
    Material Weakness Repeat
  • 1213881 2025-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $517,434
84.063 FEDERAL PELL GRANT PROGRAM $240,826
84.033 FEDERAL WORK-STUDY PROGRAM $12,712
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $10,703
84.379 TEACHER EDUCATION ASSISTANCE FOR COLLEGE AND HIGHER EDUCATION GRANTS (TEACH GRANTS) $7,544