Finding 1213788 (2024-002)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2026-05-05

AI Summary

  • Core Issue: There is a significant gap in internal controls over the compliance of food commodity distribution, leading to potential discrepancies in reported amounts.
  • Impacted Requirements: The lack of evidence for review of food distributions violates 2 CFR 200.502(g), which mandates accurate valuation and documentation of federal non-cash assistance.
  • Recommended Follow-Up: Management should implement a robust review process and maintain documentation to ensure accurate tracking of food commodities distributed to prevent funding issues.

Finding Text

Finding 2024‐002–Allowability—MATERIAL WEAKNESS IN INTERNAL CONTROLS OVER COMPLIANCE AND NON-COMPLIANCE Federal Program: The Food Distribution Cluster Assistance Listing Number: 10.565, 10.568 and 10.569 Year(s): 2024 Federal Agency: US Department of Agriculture (USDA) Pass‐Through Agencies: State of CA Department of Social Services, Second Harvest of Silicon Valley, San Francisco Marin Food Bank, Food Link Food Bank, and CAPK Food Bank. Criteria—In accordance with 2 CFR 200.502(g), Federal non-cash assistance food commodities received as part of a Federal award to carry out a Federal program must be valued at fair market value at the time of receipt or the assessed value provided by the Federal agency and must be included in determining Federal awards expended under this part. Condition and Context—We selected 60 food commodity delivery receipts to sub-recipients (Sub-ERAs) for testing of the control related to food distributed to Sub-ERAs at the Division’s Modesto Corps; 45 selections did not have evidence of review, indicating a gap in the related internal controls. The delivery receipt includes the quantity of the food commodities distributed to Sub-ERAs. The monetary value of those food commodities is included in the Schedule. We also made 4 sign-in-sheet selections related to the monthly control over food distributed directly to individuals at the Modesto Corps. The sign-in sheets contained the quantity of food commodities that were distributed which were then used to populate the Schedule. The 4 sign-in-sheet selections did not have evidence of review and do not have evidence of review in accordance with the process flow of the warehouse. The quantity of food commodity is measured in the number of food boxes with each weighing 50 pounds and the monetary value of those food commodities is then included in the Schedule. Further, of the 60 selections tested for allowable costs, one of the selections related to food distributed to individuals at the Modesto Corps had a difference of 45 boxes distributed between what was recorded on the Schedule and what was reflected on the underlying support. This error is a result of lack of reviews being performed over the amount of food distributed directly to individuals at the Modesto Corps. Cause—Management was unaware that evidence pertaining to the review of the distribution of the food commodity items was required to be maintained, which further resulted in the differences in the boxes distributed. Effect—There could be discrepancies between the amount of actual food commodities distributed and the amount recorded on the Schedule, which could lead to incorrect information communicated to the grantor and the eventual cessation of grant funding. Questioned Costs—None. Repeat Finding from Prior Year—Yes. Recommendation— We recommend management take steps to ensure that proper review is performed and evidence of review including adequate documentation of the weight of food items distributed, is maintained. View of Responsible Officials—See Corrective Action Plan.

Corrective Action Plan

Planned Corrective Action: The Division will design and implement a precise control to ensure that the amount of food distributed is properly reviewed and that the Division maintains such evidence. Anticipated Completion Date: 9/30/2026 Responsible Contact Person: Al Agpoon, Golden State Division Controller

Categories

Internal Control / Segregation of Duties Subrecipient Monitoring Allowable Costs / Cost Principles Material Weakness

Other Findings in this Audit

  • 1213766 2024-002
    Material Weakness Repeat
  • 1213767 2024-002
    Material Weakness Repeat
  • 1213768 2024-002
    Material Weakness Repeat
  • 1213769 2024-002
    Material Weakness Repeat
  • 1213770 2024-002
    Material Weakness Repeat
  • 1213771 2024-002
    Material Weakness Repeat
  • 1213772 2024-002
    Material Weakness Repeat
  • 1213773 2024-002
    Material Weakness Repeat
  • 1213774 2024-002
    Material Weakness Repeat
  • 1213775 2024-002
    Material Weakness Repeat
  • 1213776 2024-002
    Material Weakness Repeat
  • 1213777 2024-002
    Material Weakness Repeat
  • 1213778 2024-002
    Material Weakness Repeat
  • 1213779 2024-002
    Material Weakness Repeat
  • 1213780 2024-002
    Material Weakness Repeat
  • 1213781 2024-002
    Material Weakness Repeat
  • 1213782 2024-002
    Material Weakness Repeat
  • 1213783 2024-002
    Material Weakness Repeat
  • 1213784 2024-002
    Material Weakness Repeat
  • 1213785 2024-002
    Material Weakness Repeat
  • 1213786 2024-002
    Material Weakness Repeat
  • 1213787 2024-002
    Material Weakness Repeat
  • 1213789 2024-003
    Material Weakness Repeat
  • 1213790 2024-003
    Material Weakness Repeat
  • 1213791 2024-003
    Material Weakness Repeat
  • 1213792 2024-003
    Material Weakness Repeat
  • 1213793 2024-003
    Material Weakness Repeat
  • 1213794 2024-003
    Material Weakness Repeat
  • 1213795 2024-003
    Material Weakness Repeat
  • 1213796 2024-003
    Material Weakness Repeat
  • 1213797 2024-003
    Material Weakness Repeat
  • 1213798 2024-003
    Material Weakness Repeat
  • 1213799 2024-003
    Material Weakness Repeat
  • 1213800 2024-003
    Material Weakness Repeat
  • 1213801 2024-003
    Material Weakness Repeat
  • 1213802 2024-003
    Material Weakness Repeat
  • 1213803 2024-003
    Material Weakness Repeat
  • 1213804 2024-003
    Material Weakness Repeat
  • 1213805 2024-003
    Material Weakness Repeat
  • 1213806 2024-003
    Material Weakness Repeat
  • 1213807 2024-003
    Material Weakness Repeat
  • 1213808 2024-003
    Material Weakness Repeat
  • 1213809 2024-003
    Material Weakness Repeat
  • 1213810 2024-003
    Material Weakness Repeat
  • 1213811 2024-003
    Material Weakness Repeat
  • 1213812 2024-004
    Material Weakness Repeat
  • 1213813 2024-004
    Material Weakness Repeat
  • 1213814 2024-004
    Material Weakness Repeat
  • 1213815 2024-004
    Material Weakness Repeat
  • 1213816 2024-004
    Material Weakness Repeat
  • 1213817 2024-004
    Material Weakness Repeat
  • 1213818 2024-004
    Material Weakness Repeat
  • 1213819 2024-004
    Material Weakness Repeat
  • 1213820 2024-004
    Material Weakness Repeat
  • 1213821 2024-004
    Material Weakness Repeat
  • 1213822 2024-004
    Material Weakness Repeat
  • 1213823 2024-004
    Material Weakness Repeat
  • 1213824 2024-004
    Material Weakness Repeat
  • 1213825 2024-004
    Material Weakness Repeat
  • 1213826 2024-004
    Material Weakness Repeat
  • 1213827 2024-004
    Material Weakness Repeat
  • 1213828 2024-004
    Material Weakness Repeat
  • 1213829 2024-004
    Material Weakness Repeat
  • 1213830 2024-004
    Material Weakness Repeat
  • 1213831 2024-004
    Material Weakness Repeat
  • 1213832 2024-004
    Material Weakness Repeat
  • 1213833 2024-004
    Material Weakness Repeat
  • 1213834 2024-004
    Material Weakness Repeat
  • 1213835 2024-005
    Material Weakness Repeat
  • 1213836 2024-005
    Material Weakness Repeat
  • 1213837 2024-005
    Material Weakness Repeat
  • 1213838 2024-005
    Material Weakness Repeat
  • 1213839 2024-005
    Material Weakness Repeat
  • 1213840 2024-005
    Material Weakness Repeat
  • 1213841 2024-005
    Material Weakness Repeat
  • 1213842 2024-005
    Material Weakness Repeat
  • 1213843 2024-005
    Material Weakness Repeat
  • 1213844 2024-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.568 EMERGENCY FOOD ASSISTANCE PROGRAM (ADMINISTRATIVE COSTS) $369,827
10.565 COMMODITY SUPPLEMENTAL FOOD PROGRAM $348,992
64.024 VA HOMELESS PROVIDERS GRANT AND PER DIEM PROGRAM $267,696
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $216,491
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $161,473
10.569 EMERGENCY FOOD ASSISTANCE PROGRAM (FOOD COMMODITIES) $103,743
10.558 CHILD AND ADULT CARE FOOD PROGRAM $14,779
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $2,017
97.024 EMERGENCY FOOD AND SHELTER NATIONAL BOARD PROGRAM $283