Finding 1210894 (2025-004)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-04-30

AI Summary

  • Core Issue: The Organization failed to submit required reports for the Section 242 – Mortgage Insurance - Hospitals Program on time and with accurate information.
  • Impacted Requirements: Compliance with OMB guidelines and HUD reporting requirements was not met, leading to repeated findings from previous audits.
  • Recommended Follow-Up: Enhance internal controls to ensure timely and accurate report submissions, including proper documentation for review and approval.

Finding Text

Department of Housing and Urban Development Federal Financial Assistance Listing #14.128 Section 242 – Mortgage Insurance - Hospitals Reporting Material Weakness in Internal Control Over Compliance and Noncompliance Not Considered Material Criteria: The OMB Compliance Supplement requires that non-federal entities receiving federal awards establish and maintain internal controls designed to reasonably ensure compliance with federal laws, regulations, and program compliance requirements. Condition: The Section 242 – Mortgage Insurance - Hospitals Program requires quarterly reports and certain annual reports. For the year ended July 31, 2025, the Organization failed to timely and accurately submit certain reports in accordance with HUD requirements. Cause: The Organization did not follow their internal control policy to ensure the required reports was filed correctly and timely. Effect: Some required reports were not submitted in accordance with loan requirements deadlines and others were submitted with misstatements. Questioned Costs: None reported. Context: There was a total of seven reports required to be submitted for the year ended July 31, 2025. Four were selected for testing. Three were submitted with misstatements regarding a duplicated line on the balance sheet and some slight statistic differences and the fourth was not submitted to HUD by the deadline. Repeat Finding from Prior Years: Yes, Finding 2024-004. Recommendation: We recommend the Organization enhance internal control policies to ensure required reports are filed timely and accurately with documented support for their review and approval. Views of Responsible Officials: Management agrees with the finding.

Corrective Action Plan

Federal Agency Name: Department of Housing and Urban Development Program Name: Section 242 – Mortgage Insurance - Hospitals Federal Financial Assistance Listing #: CFDA #14.128 Compliance Requirement: Reporting Finding Summary: The Section 242 – Mortgage Insurance - Hospitals Program requires quarterly reports and certain annual reports. For the year ended July 31, 2025, the Organization failed to timely and accurately submit certain reports in accordance with HUD requirements. Responsible Individuals: Jay Hodges, Chief Financial Officer Corrective Action Plan: Management will enhance internal controls to ensure that required reports under the Section 242 Program are submitted timely and accurately. Anticipated Completion Date: April 29, 2026

Categories

HUD Housing Programs Matching / Level of Effort / Earmarking Material Weakness Reporting

Other Findings in this Audit

  • 1210895 2025-005
    Material Weakness Repeat
  • 1210896 2025-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.128 MORTGAGE INSURANCE HOSPITALS $11.15M
93.301 SMALL RURAL HOSPITAL IMPROVEMENT GRANT PROGRAM $12,337