Finding 1208394 (2025-002)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-04-22

AI Summary

  • Core Issue: The organization failed to meet the required funding level for the Reserve for Replacement account, resulting in a significant deficiency in internal controls.
  • Impacted Requirements: Monthly payments totaling $18,764 were not fully deposited, leading to noncompliance with HUD regulations.
  • Recommended Follow-Up: Review and adjust the budgeting process and implement regular monitoring to ensure future compliance with funding requirements.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development Federal Program Name: Section 811 – Capital Advances, Section 811 – Project Rental Assistance Assistance Listing Number: 14.181 Federal Award Identification Number and Year: N/A Award Period: January 1, 2025 through December 31, 2025 Type of Finding: Significant Deficiency in Internal Control over Compliance Finding Noncompliance: Description of Universe Tested: Reviewed the monthly deposits to the reserve for replacement account. Criteria or specific requirement: Management of the Project is required to make 12 monthly payments totaling $18,764. Condition: According to HUD Regulations, the Organization is required to maintain a certain level of funding in their reserve for replacement accounts to ensure the availability of funds for future repairs and replacements. Questioned costs: N/A Context: Management of the Project is required to make 12 monthly payments totaling $18,764. Cause: The Reserve for Replacement account was underfunded by $84 during the year. The organization failed to adjust the monthly deposit amounts to meet the funding requirement for the year. Effect: The Organization is not in compliance with the Reserve for Replacement funding requirements. Repeat Finding: No. Recommendation: The Organization should review its budgeting process to ensure compliance with HUD funding requirements for the reserve for replacement account. Additionally, they should implement regular monitoring to prevent future underfunding. Views of responsible officials: Management agrees with the finding and will take steps to adjust the budget and ensure the Reserve for Replacement account is adequately funded moving forward.

Corrective Action Plan

Section 811 – Capital Advances, Section 811 – Project Rental Assistance Recommendation: The Organization should review its budgeting process to ensure compliance with HUD funding requirements for the reserve for replacement account. Additionally, they should implement regular monitoring to prevent future underfunding. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Management agrees with the finding and will take steps to adjust the budget and ensure the Reserve for Replacement account is adequately funded moving forward. Name(s) of the contact person(s) responsible for corrective action: Phil Pasmanik, Treasurer Planned completion date for corrective action plan: 03/31/2026

Categories

HUD Housing Programs

Other Findings in this Audit

  • 1208393 2025-002
    Material Weakness Repeat
  • 1208395 2025-003
    Material Weakness Repeat
  • 1208396 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $546,700
14.181 SUPPORTIVE HOUSING FOR PERSONS WITH DISABILITIES $131,443