Finding 1207137 (2023-004)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2026-04-16
Audit: 398988
Organization: City of San Joaquin (CA)

AI Summary

  • Core Issue: The 2023 Single Audit reporting package and data collection form were not submitted by the March 31, 2024 deadline.
  • Impacted Requirements: This violates CFR section 200.512, which mandates timely submission of audit reports.
  • Recommended Follow-Up: Improve year-end reconciliations to ensure audits are completed within 3-4 months after year-end.

Finding Text

Finding 2023-004: Financial Reporting Timeliness (Compliance) Criteria: In accordance with CFR section 200.512 of the Uniform Guidance, the audit must be completed and the data collection form and reporting package must be submitted to the Federal Audit Clearinghouse within the earlier of 30 calendar days after receipt of the auditors report(s), or nine months after the end of the audit period. Condition: The 2023 Single Audit reporting package and data collection form have not been submitted to the Federal Audit Clearinghouse by the deadline of March 31, 2024. Cause: There were various accounting issues noted in findings 2023-001 through 2023-003 that caused delays in the completion of the fiscal year 2023 audit. Effect: The filing of the Single Audit Reporting package and data collection form is past the due date. Recommendation: As noted in finding 2023-001, we recommend the City strive to close the year-end with properly prepared reconciliations within 3-4 months after year-end in order to complete the annual financial audit timely. Management’s Response: See Corrective Action Plan.

Corrective Action Plan

The City of San Joaquin will implement corrective measures to ensure timely completion of the annual financial audit and the submission of the Single Audit reporting package in accordance with Uniform Guidance requirements. Management will establish a formal audit timeline, strengthen year-end closing and reconciliation proceures, and coordinate closely with external auditors to monitor progress and meet all reporting deadlines.

Categories

Reporting

Other Findings in this Audit

  • 1207134 2023-004
    Material Weakness Repeat
  • 1207135 2023-004
    Material Weakness Repeat
  • 1207136 2023-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.246 COMMUNITY DEVELOPMENT BLOCK GRANTS/BROWNFIELDS ECONOMIC DEVELOPMENT INITIATIVE $373,388
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $202,253
66.468 DRINKING WATER STATE REVOLVING FUND $25,511
20.205 HIGHWAY PLANNING AND CONSTRUCTION $21,674
21.019 CORONAVIRUS RELIEF FUND $5,074