Finding 1206666 (2025-003)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-04-15
Audit: 398795

AI Summary

  • Core Issue: The auditee failed to collect required certified payroll reports from contractors, violating the Davis-Bacon Act and related labor standards.
  • Impacted Requirements: Compliance with federal prevailing wage requirements is compromised, as certified payrolls were not submitted to the U.S. Department of Labor.
  • Recommended Follow-Up: Implement procedures to ensure certified payrolls are obtained and reviewed for compliance, maintaining documentation for future audits.

Finding Text

8. Criteria or specific requirement (including statutory, regulatory, or other citation) "Nonfederal entities shall include in their construction contracts subject to the Wage Rate Requirements (which still may be referenced as the Davis-Bacon Act) a provision that the contractor or subcontractor comply with those requirements and the DOL regulations (29 CFR Part 5, Labor Standards Provisions Applicable to Contacts Governing Federally Financed and Assisted Construction). This includes a requirement for the contractor or subcontractor to submit to the nonfederal entity weekly, for each week in which any contract work is performed, a copy of the payroll and a statement of compliance (certified payrolls) (29 CFR sections 5.5 and 5.6; the A-102 Common Rule (section 36(i)(5)); OMB Circular A-110 (2 CFR Part 215, Appendix A, Contract Provisions); 2 CFR Part 176, Subpart C; and 2 CFR section 200.326). " 9. Condition The auditee did not obtain the required certified payroll reports from contractors in accordance with the Davis‑Bacon Act and related labor standards, nor did the contractors or subcontractors submit the certified payrolls to the U.S. Department of Labor as required. 10. Questioned Costs None noted 11. Context The auditee contracted with Daikin TMI for HVAC work utilizing ESSER Funding. Due to the nature of the contract, prevailing wage requirements were applicable. 12. Effect Without certified payrolls, the entity cannot demonstrate compliance with federal prevailing wage requirements. 13. Cause The vendor East St. Louis School District 189 contracted with had turnover in the accounting department. That position was responsible for uploading certified payrolls to the IDOL as well as sending them to the client with the invoices. The vendor also went through a formal name change in June of 2025 which caused an issuance of a new FEIN and IL Tax ID. During this time, they were not recognized and unable to upload during this time. 14. Recommendation We recommend the auditee establish and enforce procedures to: 1) Obtain certified payrolls from all contractors and subcontractors subject to prevailing wage requirements and 2) Review payrolls for compliance with wage rates and maintain documentation for audit purposes. 15. Management's response See Corrective Action Plan.

Corrective Action Plan

Corrective Action Plan Finding No. 2025-003 Condition – The auditee did not obtain the required certified payroll reports from contractors in accordance with the Davis‑Bacon Act and related labor standards, nor did the contractors or subcontractors submit the certified payrolls to the U.S. Department of Labor as required. Plan – The District’s Director of Maintenance, Operations & Risk Management will ensure certified payrolls are submitted with invoices and a copy of the submissions to the US Department of Labor are attached to final pay invoice. Anticipated Date of Completion: 03.06.26 Name of Contact Person: Delfaye Jason, Chief School Business Official

Categories

Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1206662 2025-003
    Material Weakness Repeat
  • 1206663 2025-004
    Material Weakness Repeat
  • 1206664 2025-003
    Material Weakness Repeat
  • 1206665 2025-004
    Material Weakness Repeat
  • 1206667 2025-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.553 SCHOOL BREAKFAST PROGRAM $930,127
84.287 TWENTY-FIRST CENTURY COMMUNITY LEARNING CENTERS $548,830
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $469,068
93.778 MEDICAL ASSISTANCE PROGRAM $313,490
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $241,959
10.558 CHILD AND ADULT CARE FOOD PROGRAM $120,255
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $100,767
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $78,702
10.582 FRESH FRUIT AND VEGETABLE PROGRAM $62,306
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $60,116
84.215 INNOVATIVE APPROACHES TO LITERACY; PROMISE NEIGHBORHOODS; FULL-SERVICE COMMUNITY SCHOOLS; AND CONGRESSIONALLY DIRECTED SPENDING FOR ELEMENTARY AND SECONDARY EDUCATION COMMUNITY PROJECTS $50,049
84.425 EDUCATION STABILIZATION FUND $11,615
10.185 LOCAL FOOD FOR SCHOOLS COOPERATIVE AGREEMENT PROGRAM $11,367
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $9,990
84.027 SPECIAL EDUCATION GRANTS TO STATES $8,212
10.555 NATIONAL SCHOOL LUNCH PROGRAM $7,445
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $1,025
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $0