Finding 1206534 (2024-001)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2024
Accepted
2026-04-14

AI Summary

  • Core Issue: The Authority failed to keep necessary documents for 4 out of 40 transactions, totaling $91,273, before April 2024.
  • Impacted Requirements: This lack of documentation violates CFR 2 Part 200, which mandates proper support for costs charged to federal awards.
  • Recommended Follow-Up: Ensure all expenditures are properly documented, supported, and approved to comply with federal guidelines and accounting standards.

Finding Text

Condition: The Authority did not always maintain the sufficient documents required to support tested transactions. During our testing of transactions, we noted the lack of supporting documentation for four out of forty items tested. The four transactions totaled $91,273, and all occurred before a change in management in April 2024. All transactions after April 2024 were properly recorded and supported. Criteria: CFR 2 Part 200, Subpart E § 200.400(d): The application of federal cost principles should require no significant changes in the internal accounting policies and practices of the non-Federal entity. However, the accounting practices of the non-Federal entity must be consistent with federal cost principles and support the accumulation of costs as required by the principles, and must provide for adequate documentation to support costs charged to the Federal award. Cause: The Authority did not maintain supporting documentation for expenditures. Effect: Possible theft or misuse of federal funds can occur without proper support and approval of expenditures. Recommendation: We recommend that the Authority record all expenditures are properly supported, documented and approved, to ensure compliance with the uniform guidance and generally accepted accounting principles.

Corrective Action Plan

The Authority concurs with the Auditor’s recommendation. The Authority has made a number of employee changes as well as administrative and accounting-related improvements. The Authority will continue its efforts to further strengthen its administration of the federal programs/funds. The Executive Director will continue to oversee the process of updating the Authority’s policies and procedures. The Executive Director will oversee the correction by September 30, 2025.

Categories

Allowable Costs / Cost Principles Matching / Level of Effort / Earmarking

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $2.13M
14.850 PUBLIC HOUSING OPERATING FUND $1.58M
14.872 PUBLIC HOUSING CAPITAL FUND $123,304