Finding 1206242 (2025-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-04-09

AI Summary

  • Core Issue: The programmatic report for 2025 was submitted late, missing the February 27, 2026 deadline.
  • Impacted Requirements: Compliance with 2 CFR § 200.348, which mandates timely submission of financial and programmatic reports for federal awards.
  • Recommended Follow-Up: The Agency should revise its policies to ensure timely report submissions and complete ongoing internal control improvements by June 30, 2026.

Finding Text

Finding 2025-001 Reporting Assistance Listing No. 16.588 Violence Against Women Formula Grants U.S. Department of Justice, passed through the New York State Division of Criminal Justice Services, Contract No. C00282GG Criteria: 2 CFR § 200.348 requires that the recipient or subrecipient must submit financial and programmatic reports as required by the federal award. Condition and Context: During the audit, the auditor requested the programmatic report for calendar year 2025 and determined that it was not submitted by the required due date of February 27, 2026. The 2025 report was submitted by the Agency on March 30, 2026. Cause: Internal control over the timely submission of programming reports was not designed properly or operating effectively. Effect: The 2025 report was not submitted on time as required by the federal grant. Identification as a repeat finding: No. Questioned costs: None. Recommendation: We recommend that the Agency revisit its policies to provide for the timely submission of programming reports and ensure compliance with the reporting requirements of its federal awards. View of responsible officials: During Fiscal Year 2026, AVP has undertaken two major projects to ensure grant compliance and on-time submission of federal funding reports: updating grant management financial record-keeping with the assistance of nonprofit finance firm Your Part Time Controller and transition to a new, custom database that will improve workflow and accountability for grant reporting. As of April 2026, these projects are still in progress, and the audit identified a grant with internal controls that were not operating properly, with a missed deadline in February 2026. The Agency expects our internal controls projects to be completed and fully operational by the end of the current fiscal year on June 30, 2026.

Corrective Action Plan

During Fiscal Year 2026, AVP has undertaken two major projects to ensure grant compliance and on-time submission of federal funding reports: updating grant management financial record-keeping with the assistance of nonprofit finance firm Your Part Time Controller and transition to a new, custom database that will improve workflow and accountability for grant reporting. As of April 2026, these projects are still in progress, and the audit identified a grant with internal controls that were not operating properly, with a missed deadline in February 2026. The Agency expects our internal controls projects to be completed and fully operational by the end of the current fiscal year on June 30, 2026.

Categories

Subrecipient Monitoring Reporting Internal Control / Segregation of Duties

Programs in Audit

ALN Program Name Expenditures
16.575 CRIME VICTIM ASSISTANCE $305,424
16.889 GRANTS FOR OUTREACH AND SERVICES TO UNDERSERVED POPULATIONS $140,345
16.588 VIOLENCE AGAINST WOMEN FORMULA GRANTS $104,423
93.592 FAMILY VIOLENCE PREVENTION AND SERVICES/DISCRETIONARY $94,749
93.667 SOCIAL SERVICES BLOCK GRANT $93,835
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $63,132
16.526 OVW TECHNICAL ASSISTANCE INITIATIVE $21,385
93.671 FAMILY VIOLENCE PREVENTION AND SERVICES/DOMESTIC VIOLENCE SHELTER AND SUPPORTIVE SERVICES $17,661
16.017 SEXUAL ASSAULT SERVICES FORMULA PROGRAM $17,447
93.497 FAMILY VIOLENCE PREVENTION AND SERVICES/ SEXUAL ASSAULT/RAPE CRISIS SERVICES AND SUPPORTS $2,025