Finding 1206078 (2025-004)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-04-07

AI Summary

  • Core Issue: Internal controls for rent reasonableness under the Continuum of Care Program are inadequate, risking noncompliance with federal requirements.
  • Impacted Requirements: Compliance with 2 CFR 578.51(g) is not documented, as there is no formal process to compare rents charged with those of comparable unassisted units.
  • Recommended Follow-Up: Agate Housing and Services, Inc. should establish and document internal controls to ensure compliance with rent reasonableness and maintain necessary documentation for rent determinations.

Finding Text

2025-004 Special Tests and Provisions - Rent Reasonableness U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT Continuum of Care Program—Assistance Listing No. 14.267 Hennepin County Contract HS00001366; Grant Period – Year ended June 30, 2025 Material Weakness in Internal Control over Compliance Criteria: 2 CFR 578.51(g) requires that rents charged under the Continuum of Care Program not exceed rents currently being charged by the same owner for comparable unassisted units. Internal controls should be in place to document compliance with this requirement. Condition: Internal controls are not adequately designed or implemented to ensure compliance with rent reasonableness requirements under the Continuum of Care Program, specifically that rents charged do not exceed amounts charged by the same owner for comparable unassisted units. Cause: Agate Housing and Services, Inc. does not currently require formal documentation to be maintained in tenant files demonstrating that rents charged were compared to rents for comparable unassisted units owned by the same landlord. Effect: The consideration and documentation of rent comparisons are critical to ensure rents charged are not in excess of those charged by the same owner for comparable unassisted units. Without documented support, there is an increased risk of noncompliance and potential fraud or mismanagement related to the disbursement of Federal funds. Context: During the audit, documentation was requested to demonstrate that rents charged by the same owner for comparable unassisted units were considered during the initial rent determination process. Based on discussions with management and staff, this comparison is performed through conversations with property owners; however, no documentation is maintained in tenant files to evidence that this compliance requirement was validated. Known Questioned Costs: None. In all cases reviewed, the total rent charged was consistent with rents for comparable units within the same geographic area. Identification of Repeat Finding: Not a repeat finding. Recommendation: We recommend that Agate Housing and Services, Inc. implement internal controls requiring program staff to validate compliance with rent reasonableness requirements and maintain adequate documentation to support final rent determinations. Views of Responsible Officials and Planned Corrective Actions: Agate Housing and Services, Inc. agrees with the finding and is in the process of strengthening its controls over the verification of landlords.

Corrective Action Plan

2025-004 Special Tests and Provisions - Rent Reasonableness Federal Agency - US Department of Housing and Urban Development Continuum of Care Program - Assistance Listing# 14.267 Hennepin County Contract HS00001366 Year ended June 30, 2025 Material Weakness in Internal Control over Compliance Recommendation - Agate Housing and Services, Inc. implement internal controls requiring program staff to validate compliance with rent reasonableness requirements and maintain adequate documentation to support final rent determinations. Corrective action - Agate Housing and Services, Inc agrees with the finding and is in the process of strengthening its controls over the verification of landlords and rent reasonableness and retaining such documentation. Name of contact person(s) responsible for corrective action - Elizabeth Macha rt, Director of Housing Programs and Sara Wenzel, Associate Director Time Limited Housing Completion date - Management and the housing team implemented the above procedure December 2025.

Categories

Special Tests & Provisions Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1206077 2025-003
    Material Weakness Repeat
  • 1206079 2025-005
    Material Weakness Repeat
  • 1206080 2025-006
    Material Weakness Repeat
  • 1206081 2025-007
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.267 CONTINUUM OF CARE PROGRAM $1.50M
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $166,714