Finding 1206029 (2025-002)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2026-04-07

AI Summary

  • Core Issue: Lack of a process to verify that vendors are not suspended or debarred before using federal grant funds.
  • Impacted Requirements: Violations of 2 CFR 180 and 2 CFR 200.303 regarding internal controls over federal awards.
  • Recommended Follow-Up: Management should enhance understanding of suspension and debarment rules and establish a regular vendor review process.

Finding Text

U.S. Department of Housing and Urban Development, passed through Barren County Fiscal Court ALN 14.251 – Economic Development Initiative, Community Project Funding, and Miscellaneous Grants Contract No. B-22-CP-KY-0347 (2022) and B-23-CP-KY-0612 (2023) Criteria: 2 CFR 180 subpart C includes the responsibilities of persons who participate in covered transactions. 2 CFR 200.303 requires recipients and subrecipients to establish, document, and maintain effective internal controls over Federal awards. Condition: During our audit procedures, we noted there was no process in place to ensure vendors were not on a suspension or debarment list, and were eligible to be reimbursed with federal grant funds. Cause: Certain internal controls were not in place to prevent or detect and correct payments made to suspended or debarred vendors. Effect: Federal funds could be used to reimburse payments made to vendors that are suspended or debarred. Questioned Costs: None. Recommendation: We recommend management obtain a greater understanding of the suspension and debarment contained in 2 CFR 180, and implement a review process whereby vendors are periodically checked for suspension and debarment. Views of Responsible Officials and Planned Corrective Actions: Management concurs with the finding and as a result, the Authority will implement procedures to include verifying new and existing vendors are not on suspension and debarment listings.

Corrective Action Plan

2025-002 SUSPENSION AND DEBARMENT U.S. Department of Housing and Urban Development ALN 14.251 – Economic Development Initiative, Community Project Funding, and Miscellaneous Grants Contract No. B-22-CP-KY-0347 (2022) and B-23-CP-KY-0612 (2023) Criteria and Condition: During our audit procedures, we noted there was no process in place to ensure vendors were not on a suspension or debarment list, and were eligible to be reimbursed with federal grant funds. Cause: Certain internal controls were not in place to prevent or detect and correct payments made to suspended or debarred vendors. Effect: Federal funds could be used to reimburse payments made to vendors that are suspended or debarred. Questioned Costs: None. Recommendation: We recommend management obtain a greater understanding of the Compliance Supplement requirements over HUD grants, and implement a review process whereby vendors are periodically checked for suspension and debarment. Action Taken: The Authority will implement procedures to include verifying new and existing vendors are not on suspension and debarment listings. Individual(s) responsible for implementing: Maureen Carpenter, CEO Anticipated Completion Date: June 30, 2026

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring

Other Findings in this Audit

  • 1206028 2025-002
    Material Weakness Repeat
  • 1206030 2025-003
    Material Weakness Repeat
  • 1206031 2025-003
    Material Weakness Repeat
  • 1206032 2025-004
    Material Weakness Repeat
  • 1206033 2025-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.251 ECONOMIC DEVELOPMENT INITIATIVE, COMMUNITY PROJECT FUNDING, AND MISCELLANEOUS GRANTS $346,206